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PFD

Flaherty & Crumrine Preferred and Income Fund

41 hedge funds and large institutions have $15.1M invested in Flaherty & Crumrine Preferred and Income Fund in 2022 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

44% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 9

16% more capital invested

Capital invested by funds: $13M → $15.1M (+$2.06M)

11% more funds holding

Funds holding: 3741 (+4)

1.04% more ownership

Funds ownership: 9.91%10.95% (+1%)

Holders
41
Holders Change
+4
Holders Change %
+10.81%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
13
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.4M -$182K -16,632 -7%
Invesco
2
Invesco
Georgia
$1.6M +$248K +22,611 +19%
UBS Group
3
UBS Group
Switzerland
$1.18M +$43.6K +3,972 +4%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.14M +$2.25K +205 +0.2%
CF
5
Centaurus Financial
California
$960K -$119K -10,859 -11%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$881K +$869K +79,277 New
PWS
7
Private Wealth Strategies
Ohio
$697K +$11.8K +1,076 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$673K +$526 +48 +0.1%
Bank of America
9
Bank of America
North Carolina
$564K +$147K +13,387 +36%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$527K +$520K +47,404 New
LPL Financial
11
LPL Financial
California
$517K +$92.6K +8,446 +22%
DADC
12
D.A. Davidson & Co
Montana
$445K +$14.8K +1,354 +3%
Wells Fargo
13
Wells Fargo
California
$353K -$322K -29,400 -48%
SA
14
SFI Advisors
New Jersey
$335K -$118K -10,763 -26%
PWPS
15
Pinnacle Wealth Planning Services
Ohio
$311K
NA
16
NewEdge Advisors
Louisiana
$263K +$77.8K +7,100 +43%
RCM
17
Robinson Capital Management
Michigan
$263K +$255K +23,283 New
WS
18
Wedbush Securities
California
$217K -$31.9K -2,911 -13%
CW
19
CreativeOne Wealth
Kansas
$207K +$204K +18,600 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$196K -$39.5K -3,607 -17%
CFG
21
Cooper Financial Group
California
$183K +$181K +16,482 New
RJA
22
Raymond James & Associates
Florida
$167K -$32.4K -2,955 -16%
Cerity Partners
23
Cerity Partners
New York
$166K +$163K +14,900 New
SWMP
24
Signature Wealth Management Partners
New Jersey
$159K
CAN
25
Cetera Advisor Networks
California
$153K +$143 +13 +0.1%

PFD Hedge Fund Activity: Q4 2022 in Review

41 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q4 2022, worth a combined $15.1M — up 16% from $13M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PFD positions and 5 closed out — a net gain of 6 holders — while 13 added to existing stakes and 9 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $869K. The largest seller was Wells Fargo, cutting an estimated $322K.

  • 41 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q4 2022, up from 37 in Q3 2022.
  • Funds reported $15.1M of Flaherty & Crumrine Preferred and Income Fund stock for Q4 2022, up 16% quarter-over-quarter.
  • 11 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q4 2022 and 5 closed out, a net change of +6 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q4 2022 was Raymond James Financial Services Advisors, an estimated $869K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q4 2022 was Wells Fargo, an estimated $322K sold.

Based on aggregated 13F filings for Q4 2022.