PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

41 hedge funds and large institutions have $15.1M invested in Flaherty & Crumrine Preferred and Income Fund in 2022 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
41
Holders Change
+4
Holders Change %
+10.81%
% of All Funds
0.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
13
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$881K
2
Baird Financial Group
2
Baird Financial Group
Wisconsin
$527K
3
RCM
3
Robinson Capital Management
Michigan
$263K
4
Invesco
4
Invesco
Georgia
$1.6M
5
CW
5
CreativeOne Wealth
Kansas
$207K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$353K
2
Morgan Stanley
2
Morgan Stanley
New York
$2.4M
3
GC
3
Guggenheim Capital
Illinois
$0
4
CF
4
Centaurus Financial
California
$960K
5
SA
5
SFI Advisors
New Jersey
$335K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$2.4M 215,806 -16,632 -7%
Invesco
2
Invesco
Georgia
$1.6M 144,290 +22,611 +19%
UBS Group
3
UBS Group
Switzerland
$1.18M 105,935 +3,972 +4%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.14M 103,036 +205 +0.2%
CF
5
Centaurus Financial
California
$960K 86,436 -10,859 -11%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$881K 79,277 +79,277 New
PWS
7
Private Wealth Strategies
Ohio
$697K 62,743 +1,076 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$673K 60,628 +48 +0.1%
Bank of America
9
Bank of America
North Carolina
$564K 50,766 +13,387 +36%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$527K 47,404 +47,404 New
LPL Financial
11
LPL Financial
California
$517K 46,504 +8,446 +22%
DADC
12
D.A. Davidson & Co
Montana
$445K 40,053 +1,354 +3%
Wells Fargo
13
Wells Fargo
California
$353K 31,735 -29,400 -48%
SA
14
SFI Advisors
New Jersey
$335K 30,158 -10,763 -26%
PWPS
15
Pinnacle Wealth Planning Services
Ohio
$311K 28,000 – –
NA
16
NewEdge Advisors
Louisiana
$263K 23,680 +7,100 +43%
RCM
17
Robinson Capital Management
Michigan
$263K 23,283 +23,283 New
WS
18
Wedbush Securities
California
$217K 19,564 -2,911 -13%
CW
19
CreativeOne Wealth
Kansas
$207K 18,600 +18,600 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$196K 17,643 -3,607 -17%
CFG
21
Cooper Financial Group
California
$183K 16,482 +16,482 New
RJA
22
Raymond James & Associates
Florida
$167K 15,005 -2,955 -16%
Cerity Partners
23
Cerity Partners
New York
$166K 14,900 +14,900 New
SWMP
24
Signature Wealth Management Partners
New Jersey
$159K 14,351 – –
CAN
25
Cetera Advisor Networks
California
$153K 13,787 +13 +0.1%
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