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PFD

Flaherty & Crumrine Preferred and Income Fund

24 hedge funds and large institutions have $3.56M invested in Flaherty & Crumrine Preferred and Income Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

14% more funds holding

Funds holding: 2124 (+3)

0.14% less ownership

Funds ownership: 2.76%2.61% (-0.14%)

16% less capital invested

Capital invested by funds: $4.25M → $3.56M (-$691K)

Holders
24
Holders Change
+3
Holders Change %
+14.29%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NCM
1
Noesis Capital Mangement
Florida
$777K -$85.2K -6,650 -10%
U
2
UBS
Switzerland
$606K +$85.6K +6,675 +16%
LPL Financial
3
LPL Financial
California
$454K -$202K -15,739 -30%
Bank of America
4
Bank of America
North Carolina
$335K +$6.58K +513 +2%
CCM
5
Covington Capital Management
California
$220K
Morgan Stanley
6
Morgan Stanley
New York
$211K -$352K -27,466 -62%
WAM
7
Wolverine Asset Management
Illinois
$175K +$181K +14,150 New
GC
8
Guggenheim Capital
Illinois
$147K -$2.67K -208 -2%
DADC
9
D.A. Davidson & Co
Montana
$142K +$147K +11,500 New
OA
10
Oxbow Advisors
Texas
$127K +$131K +10,199 New
Wells Fargo
11
Wells Fargo
California
$71K +$13 +1 +0%
Ameriprise
12
Ameriprise
Minnesota
$63K
Citigroup
13
Citigroup
New York
$32K +$692 +54 +2%
MFS
14
MSI Financial Services
Massachusetts
$32K +$13.2K +1,033 +66%
Creative Planning
15
Creative Planning
Kansas
$25K +$12.8K +1,000 +100%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$24K -$6.43K -502 -21%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$22K
Nomura Holdings
18
Nomura Holdings
Japan
$22K +$23K +1,798 New
AIG
19
American International Group
New York
$18.4K
US Bancorp
20
US Bancorp
Minnesota
$18K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$16K +$128 +10 +0.8%
TRCT
22
Tower Research Capital (TRC)
New York
$13K +$11.8K +920 +920%
FA
23
Financial Advantage
Maryland
$9K
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
-$184K -13,077 Closed

PFD Hedge Fund Activity: Q3 2013 in Review

24 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q3 2013, worth a combined $3.56M — down 16% from $4.25M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new PFD positions and 1 closed out — a net gain of 3 holders — while 8 added to existing stakes and 5 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $181K. The largest seller was Morgan Stanley, cutting an estimated $352K.

  • 24 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q3 2013, up from 21 in Q2 2013.
  • Funds reported $3.56M of Flaherty & Crumrine Preferred and Income Fund stock for Q3 2013, down 16% quarter-over-quarter.
  • 4 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q3 2013 and 1 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q3 2013 was Wolverine Asset Management, an estimated $181K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q3 2013 was Morgan Stanley, an estimated $352K sold.

Based on aggregated 13F filings for Q3 2013.