PFD

Flaherty & Crumrine Preferred and Income Fund

24 hedge funds and large institutions have $3.56M invested in Flaherty & Crumrine Preferred and Income Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 1 closing their positions.

Holders
24
Holders Change
+3
Holders Change %
+14.29%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
NCM
1
Noesis Capital Mangement
Florida
$777K 62,600 -6,650 -10%
U
2
UBS
Switzerland
$606K 48,813 +6,675 +16%
LPL Financial
3
LPL Financial
California
$454K 36,091 -15,739 -30%
Bank of America
4
Bank of America
North Carolina
$335K 26,994 +513 +2%
CCM
5
Covington Capital Management
California
$220K 17,700
Morgan Stanley
6
Morgan Stanley
New York
$211K 17,026 -27,466 -62%
WAM
7
Wolverine Asset Management
Illinois
$175K 14,150 +14,150 New
GC
8
Guggenheim Capital
Illinois
$147K 11,833 -208 -2%
DADC
9
D.A. Davidson & Co
Montana
$142K 11,500 +11,500 New
OA
10
Oxbow Advisors
Texas
$127K 10,199 +10,199 New
Wells Fargo
11
Wells Fargo
California
$71K 5,698 +1 +0%
Ameriprise
12
Ameriprise
Minnesota
$63K 5,113
Citigroup
13
Citigroup
New York
$32K 2,575 +54 +2%
MFS
14
MSI Financial Services
Massachusetts
$32K 2,596 +1,033 +66%
Creative Planning
15
Creative Planning
Kansas
$25K 2,000 +1,000 +100%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$24K 1,900 -502 -21%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$22K 1,800
Nomura Holdings
18
Nomura Holdings
Japan
$22K 1,798 +1,798 New
AIG
19
American International Group
New York
$18.4K 1,483
US Bancorp
20
US Bancorp
Minnesota
$18K 1,440
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$16K 1,259 +10 +0.8%
TRCT
22
Tower Research Capital (TRC)
New York
$13K 1,020 +920 +920%
FA
23
Financial Advantage
Maryland
$9K 700
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
-13,077 Closed
Barclays
25
Barclays
United Kingdom
$0 1