Nomura Holdings
PFD

Nomura Holdings’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Nomura Holdings’s Portfolio PFD Stock Details PFD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-1,798
Closed -$22K – 2224
2013
Q3 		$22K Buy
+1,798
New +$23K ﹤0.01% 2173

Other funds holding PFD

NCM
Noesis Capital Mangement Boca Raton, Florida $676M AUM 34.17% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
DADC
D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return
CCM
Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return
SG Americas Securities
SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Nomura Holdings's PFD Position: Q4 2013 in Review

Nomura Holdings sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q4 2013, closing a stake of 1,798 shares — an estimated $22K sold.

Nomura Holdings first reported a position in PFD in Q3 2013 and held it in 1 quarter. The position peaked at $22K in Q3 2013. 26 funds tracked by Wall St. Rank hold PFD as of Q4 2013.

  • Nomura Holdings reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q4 2013 after selling out during the quarter.
  • Nomura Holdings sold 1,798 Flaherty & Crumrine Preferred and Income Fund shares in Q4 2013, an estimated $22K.
  • Nomura Holdings first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q3 2013 and held it in 1 quarter.
  • Nomura Holdings's Flaherty & Crumrine Preferred and Income Fund position peaked at $22K in Q3 2013.
  • 26 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q4 2013.

Based on Nomura Holdings's 13F filing for Q4 2013, filed 14 Feb 2014.