Guggenheim Capital’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Guggenheim Capital’s Portfolio PFD Stock Details PFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$384K	Buy	33,048 +220	+0.7%	+$2.53K	﹤0.01%	1405
2026 Q1	$367K	Sell	32,828 -205	-0.6%	-$2.4K	﹤0.01%	1309
2025 Q4	$392K	Sell	33,033 -423	-1%	-$5K	﹤0.01%	1401
2025 Q3	$402K	Sell	33,456 -1,604	-5%	-$18.5K	﹤0.01%	1275
2025 Q2	$397K	Sell	35,060 -754	-2%	-$8.28K	﹤0.01%	1292
2025 Q1	$402K	Buy	35,814 +15,526	+77%	+$175K	﹤0.01%	1306
2024 Q4	$228K	Buy	+20,288	New	+$234K	﹤0.01%	1546
2022 Q4	–	Sell	-14,250	Closed	-$151K	–	1967
2022 Q3	$151K	Sell	14,250 -228	-2%	-$2.79K	﹤0.01%	1821
2022 Q2	$182K	Sell	14,478 -2,021	-12%	-$25.5K	﹤0.01%	1956
2022 Q1	$229K	Sell	16,499 -644	-4%	-$9.75K	﹤0.01%	1995
2021 Q4	$300K	Buy	+17,143	New	+$287K	﹤0.01%	1876
2021 Q2	–	Sell	-13,159	Closed	-$233K	–	2221
2021 Q1	$233K	Buy	13,159 +6	+0%	+$110	﹤0.01%	2035
2020 Q4	$249K	Sell	13,153 -65	-0.5%	-$1.18K	﹤0.01%	1889
2020 Q3	$218K	Sell	13,218 -560	-4%	-$8.72K	﹤0.01%	1756
2020 Q2	$200K	Buy	+13,778	New	+$193K	﹤0.01%	1751
2015 Q1	–	Sell	-10,149	Closed	-$143K	–	3070
2014 Q4	$143K	Sell	10,149 -10,874	-52%	-$155K	﹤0.01%	2824
2014 Q3	$288K	Sell	21,023 -1,559	-7%	-$21.8K	﹤0.01%	2737
2014 Q2	$330K	Sell	22,582 -548	-2%	-$7.93K	﹤0.01%	2736
2014 Q1	$321K	Buy	23,130 +11,649	+101%	+$151K	﹤0.01%	2727
2013 Q4	$141K	Sell	11,481 -352	-3%	-$4.41K	﹤0.01%	2914
2013 Q3	$147K	Sell	11,833 -208	-2%	-$2.67K	﹤0.01%	2787
2013 Q2	$170K	Buy	+12,041	New	+$179K	﹤0.01%	2771

Other funds holding PFD

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

CBU

CIBC Bancorp USA Chicago, Illinois $82.3B AUM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $27.6B AUM 23.56% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UMB Bank Kansas City, Missouri $7.9B AUM 29.3% 1-Year Est. Return

Guggenheim Capital's PFD Position: Q2 2026 in Review

Guggenheim Capital increased its Flaherty & Crumrine Preferred and Income Fund (PFD) stake by 0.67% in Q2 2026, buying an estimated $2.53K and bringing the position to 33,048 shares worth $384K. The position accounts for ﹤0.01% of the portfolio, ranked #1405.

Guggenheim Capital first reported a position in PFD in Q2 2013 and has held it in 22 quarters since. The position peaked at $402K in Q3 2025. 51 funds tracked by Wall St. Rank hold PFD as of Q2 2026.

Guggenheim Capital held 33,048 shares of Flaherty & Crumrine Preferred and Income Fund worth $384K as of Q2 2026.
Guggenheim Capital bought 220 Flaherty & Crumrine Preferred and Income Fund shares in Q2 2026, an estimated $2.53K.
Flaherty & Crumrine Preferred and Income Fund made up ﹤0.01% of Guggenheim Capital's portfolio in Q2 2026, its #1405 holding.
Guggenheim Capital first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q2 2013 and has held it in 22 quarters since.
Guggenheim Capital's Flaherty & Crumrine Preferred and Income Fund position peaked at $402K in Q3 2025.
51 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q2 2026.

Based on Guggenheim Capital's 13F filing for Q2 2026, filed 12 Aug 2026.