GC
PFD

Guggenheim Capital’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Guggenheim Capital’s Portfolio PFD Stock Details PFD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$367K Sell
32,828
-205
-0.6% -$2.4K ﹤0.01% 1309
2025
Q4 		$392K Sell
33,033
-423
-1% -$5K ﹤0.01% 1401
2025
Q3 		$402K Sell
33,456
-1,604
-5% -$18.5K ﹤0.01% 1275
2025
Q2 		$397K Sell
35,060
-754
-2% -$8.28K ﹤0.01% 1292
2025
Q1 		$402K Buy
35,814
+15,526
+77% +$175K ﹤0.01% 1306
2024
Q4 		$228K Buy
+20,288
New +$234K ﹤0.01% 1546
2022
Q4 		– Sell
-14,250
Closed -$151K – 1967
2022
Q3 		$151K Sell
14,250
-228
-2% -$2.79K ﹤0.01% 1821
2022
Q2 		$182K Sell
14,478
-2,021
-12% -$25.5K ﹤0.01% 1956
2022
Q1 		$229K Sell
16,499
-644
-4% -$9.75K ﹤0.01% 1995
2021
Q4 		$300K Buy
+17,143
New +$287K ﹤0.01% 1876
2021
Q2 		– Sell
-13,159
Closed -$233K – 2221
2021
Q1 		$233K Buy
13,159
+6
+0% +$110 ﹤0.01% 2035
2020
Q4 		$249K Sell
13,153
-65
-0.5% -$1.18K ﹤0.01% 1889
2020
Q3 		$218K Sell
13,218
-560
-4% -$8.72K ﹤0.01% 1756
2020
Q2 		$200K Buy
+13,778
New +$193K ﹤0.01% 1751
2015
Q1 		– Sell
-10,149
Closed -$143K – 3070
2014
Q4 		$143K Sell
10,149
-10,874
-52% -$155K ﹤0.01% 2824
2014
Q3 		$288K Sell
21,023
-1,559
-7% -$21.8K ﹤0.01% 2737
2014
Q2 		$330K Sell
22,582
-548
-2% -$7.93K ﹤0.01% 2736
2014
Q1 		$321K Buy
23,130
+11,649
+101% +$151K ﹤0.01% 2727
2013
Q4 		$141K Sell
11,481
-352
-3% -$4.41K ﹤0.01% 2914
2013
Q3 		$147K Sell
11,833
-208
-2% -$2.67K ﹤0.01% 2787
2013
Q2 		$170K Buy
+12,041
New +$179K ﹤0.01% 2771

Other funds holding PFD

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
CBU
CIBC Bancorp USA Chicago, Illinois $74.4B AUM
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Fiera Capital (Canada)
Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
MOS
MGO One Seven Beachwood, Ohio $4.98B AUM 22.72% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return

Guggenheim Capital's PFD Position: Q1 2026 in Review

Guggenheim Capital reduced its Flaherty & Crumrine Preferred and Income Fund (PFD) stake by 0.62% in Q1 2026, selling an estimated $2.4K and leaving 32,828 shares worth $367K. The position accounts for ﹤0.01% of the portfolio, ranked #1309.

Guggenheim Capital first reported a position in PFD in Q2 2013 and has held it in 21 quarters since. The position peaked at $402K in Q3 2025. 50 funds tracked by Wall St. Rank hold PFD as of Q1 2026.

  • Guggenheim Capital held 32,828 shares of Flaherty & Crumrine Preferred and Income Fund worth $367K as of Q1 2026.
  • Guggenheim Capital sold 205 Flaherty & Crumrine Preferred and Income Fund shares in Q1 2026, an estimated $2.4K.
  • Flaherty & Crumrine Preferred and Income Fund made up ﹤0.01% of Guggenheim Capital's portfolio in Q1 2026, its #1309 holding.
  • Guggenheim Capital first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q2 2013 and has held it in 21 quarters since.
  • Guggenheim Capital's Flaherty & Crumrine Preferred and Income Fund position peaked at $402K in Q3 2025.
  • 50 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q1 2026.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.