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PFD

Flaherty & Crumrine Preferred and Income Fund

42 hedge funds and large institutions have $21.8M invested in Flaherty & Crumrine Preferred and Income Fund in 2020 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more capital invested

Capital invested by funds: $13.5M → $21.8M (+$8.32M)

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

31% more funds holding

Funds holding: 3242 (+10)

2.96% more ownership

Funds ownership: 7.27%10.24% (+3%)

Holders
42
Holders Change
+10
Holders Change %
+31.25%
% of All Funds
0.74%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
11
Reduced
8
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$6.53M +$5.93M +326,293 +1,780%
Morgan Stanley
2
Morgan Stanley
New York
$3.15M -$1.35M -74,147 -31%
Wells Fargo
3
Wells Fargo
California
$1.53M -$165K -9,073 -10%
PWS
4
Private Wealth Strategies
Ohio
$1.52M +$13.9K +765 +1%
UBS Group
5
UBS Group
Switzerland
$1.41M +$370K +20,363 +38%
CCA
6
Cadent Capital Advisors
Oklahoma
$842K +$807K +44,439 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$790K -$29.5K -1,627 -4%
Osaic Holdings
8
Osaic Holdings
Arizona
$783K +$10.8K +596 +1%
LPL Financial
9
LPL Financial
California
$782K -$114K -6,262 -13%
DADC
10
D.A. Davidson & Co
Montana
$521K
WS
11
Wedbush Securities
California
$410K -$59.9K -3,300 -13%
PWPS
12
Pinnacle Wealth Planning Services
Ohio
$341K
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$295K +$43.5K +2,397 +18%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$290K +$200 +11 +0.1%
PAG
15
Private Advisor Group
New Jersey
$290K +$278K +15,286 New
CCM
16
Covington Capital Management
California
$282K
CW
17
CreativeOne Wealth
Kansas
$275K +$263K +14,500 New
GC
18
Guggenheim Capital
Illinois
$249K -$1.18K -65 -0.5%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$242K +$232K +12,796 New
SBIA
20
Sheaff Brock Investment Advisors
Indiana
$227K +$16.3K +900 +8%
RJA
21
Raymond James & Associates
Florida
$198K +$4.54K +250 +2%
NFSG
22
Newbridge Financial Services Group
Florida
$181K +$6.92K +381 +4%
VBCG
23
Valley Brook Capital Group
Pennsylvania
$120K +$115K +6,340 New
WLPWM
24
Walled Lake Planning & Wealth Management
Illinois
$116K
SW
25
SVB Wealth
Massachusetts
$73K

PFD Hedge Fund Activity: Q4 2020 in Review

42 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q4 2020, worth a combined $21.8M — up 62% from $13.5M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PFD positions and 0 closed out — a net gain of 11 holders — while 11 added to existing stakes and 8 trimmed.

The largest buyer was Bank of America, adding an estimated $5.93M. The largest seller was Morgan Stanley, cutting an estimated $1.35M.

  • 42 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q4 2020, up from 32 in Q3 2020.
  • Funds reported $21.8M of Flaherty & Crumrine Preferred and Income Fund stock for Q4 2020, up 62% quarter-over-quarter.
  • 11 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q4 2020 and 0 closed out, a net change of +11 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q4 2020 was Bank of America, an estimated $5.93M added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q4 2020 was Morgan Stanley, an estimated $1.35M sold.

Based on aggregated 13F filings for Q4 2020.