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PFD

Flaherty & Crumrine Preferred and Income Fund

40 hedge funds and large institutions have $15.6M invested in Flaherty & Crumrine Preferred and Income Fund in 2023 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 12

1.07% more ownership

Funds ownership: 10.95%12.02% (+1.1%)

3% more capital invested

Capital invested by funds: $15.1M → $15.6M (+$523K)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

2% less funds holding

Funds holding: 4140 (-1)

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
14
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.46M +$183K +15,679 +7%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$2.45M +$1.78M +152,020 +192%
Invesco
3
Invesco
Georgia
$1.19M -$372K -31,820 -22%
UBS Group
4
UBS Group
Switzerland
$1.14M +$16.7K +1,430 +1%
Osaic Holdings
5
Osaic Holdings
Arizona
$1.09M -$2.89K -247 -0.2%
CF
6
Centaurus Financial
California
$1.06M +$160K +13,633 +16%
HBCM
7
Heron Bay Capital Management
Michigan
$738K +$814K +69,570 New
PWS
8
Private Wealth Strategies
Ohio
$676K +$11.3K +964 +2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$617K -$30K -2,562 -4%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$494K -$9.63K -823 -2%
LPL Financial
11
LPL Financial
California
$464K -$31.9K -2,730 -6%
DADC
12
D.A. Davidson & Co
Montana
$409K -$17.8K -1,524 -4%
SA
13
SFI Advisors
New Jersey
$401K +$89.9K +7,682 +25%
NA
14
NewEdge Advisors
Louisiana
$250K +$16.7K +1,429 +6%
WS
15
Wedbush Securities
California
$228K +$22.9K +1,955 +10%
CFG
16
Cooper Financial Group
California
$213K +$42.4K +3,620 +22%
Wells Fargo
17
Wells Fargo
California
$174K -$179K -15,295 -48%
PWPS
18
Pinnacle Wealth Planning Services
Ohio
$164K -$146K -12,500 -45%
PFC
19
Poplar Forest Capital
California
$164K +$181K +15,425 New
RJA
20
Raymond James & Associates
Florida
$164K +$4.84K +414 +3%
SWMP
21
Signature Wealth Management Partners
New Jersey
$152K
CAN
22
Cetera Advisor Networks
California
$144K -$2.2K -188 -1%
Cerity Partners
23
Cerity Partners
New York
$142K -$17.6K -1,500 -10%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$113K -$28.4K -2,424 -19%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$110K +$1.75K +150 +1%

PFD Hedge Fund Activity: Q1 2023 in Review

40 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q1 2023, worth a combined $15.6M — up 3.5% from $15.1M a quarter earlier.

Fund positioning in PFD was balanced in Q1 2023: 7 funds opened new positions, 7 closed out, 14 added to existing stakes and 12 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $1.78M. The largest seller was Bank of America, cutting an estimated $520K.

  • 40 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q1 2023, down from 41 in Q4 2022.
  • Funds reported $15.6M of Flaherty & Crumrine Preferred and Income Fund stock for Q1 2023, up 3.5% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q1 2023 and 7 closed out, a net change of 0 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q1 2023 was Raymond James Financial Services Advisors, an estimated $1.78M added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q1 2023 was Bank of America, an estimated $520K sold.

Based on aggregated 13F filings for Q1 2023.