We are live on ! Find out more
PFD

Flaherty & Crumrine Preferred and Income Fund

22 hedge funds and large institutions have $6.61M invested in Flaherty & Crumrine Preferred and Income Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 3 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 3

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

10% more funds holding

Funds holding: 2022 (+2)

4% more capital invested

Capital invested by funds: $6.35M → $6.61M (+$256K)

0.29% more ownership

Funds ownership: 3.66%3.95% (+0.29%)

Holders
22
Holders Change
+2
Holders Change %
+10%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
3
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.68M +$172K +10,981 +11%
LPL Financial
2
LPL Financial
California
$1.44M +$125K +7,976 +9%
UBS Group
3
UBS Group
Switzerland
$667K +$11.8K +750 +2%
Bank of America
4
Bank of America
North Carolina
$575K +$121K +7,719 +26%
DADC
5
D.A. Davidson & Co
Montana
$374K
HK
6
Horizon Kinetics
New York
$348K -$62.2K -3,970 -15%
PAG
7
Private Advisor Group
New Jersey
$278K +$5.3K +338 +2%
CCM
8
Covington Capital Management
California
$268K
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$238K +$140K +8,938 +132%
NCM
10
Noesis Capital Mangement
Florida
$222K
Wells Fargo
11
Wells Fargo
California
$218K +$41.8K +2,670 +23%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$80K +$55.1K +3,518 +195%
MFS
13
MSI Financial Services
Massachusetts
$49K -$10.1K -646 -17%
AG
14
Advisor Group
Arizona
$39K +$14.2K +908 +54%
Creative Planning
15
Creative Planning
Kansas
$30K -$106K -6,770 -77%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$28K
NFG
17
Next Financial Group
Texas
$22K +$22.9K +1,460 New
WEC
18
Winslow Evans & Crocker
Massachusetts
$18.7K +$2.35K +150 +14%
GWM
19
Geneos Wealth Management
Colorado
$9K
IA
20
IFP Advisors
Florida
$7K
US Bancorp
21
US Bancorp
Minnesota
$4K +$3.65K +233 New
TRCT
22
Tower Research Capital (TRC)
New York
$3K +$2.69K +172 New
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
-$37K -2,370 Closed

PFD Hedge Fund Activity: Q3 2016 in Review

22 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q3 2016, worth a combined $6.61M — up 4% from $6.35M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new PFD positions and 1 closed out — a net gain of 2 holders — while 10 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $172K. The largest seller was Creative Planning, cutting an estimated $106K.

  • 22 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q3 2016, up from 20 in Q2 2016.
  • Funds reported $6.61M of Flaherty & Crumrine Preferred and Income Fund stock for Q3 2016, up 4% quarter-over-quarter.
  • 3 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q3 2016 and 1 closed out, a net change of +2 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q3 2016 was Morgan Stanley, an estimated $172K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q3 2016 was Creative Planning, an estimated $106K sold.

Based on aggregated 13F filings for Q3 2016.