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PFD

Flaherty & Crumrine Preferred and Income Fund

22 hedge funds and large institutions have $4.34M invested in Flaherty & Crumrine Preferred and Income Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 2 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 2

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

10% more funds holding

Funds holding: 2022 (+2)

0.13% less ownership

Funds ownership: 2.92%2.8% (-0.13%)

2% less capital invested

Capital invested by funds: $4.41M → $4.34M (-$68.1K)

Holders
22
Holders Change
+2
Holders Change %
+10%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
8
Reduced
2
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$1.03M +$101K +7,103 +11%
UBS Group
2
UBS Group
Switzerland
$720K +$729K +51,111 New
DADC
3
D.A. Davidson & Co
Montana
$352K
Bank of America
4
Bank of America
North Carolina
$314K -$8.73K -612 -3%
Morgan Stanley
5
Morgan Stanley
New York
$278K +$107K +7,518 +61%
CCM
6
Covington Capital Management
California
$249K
Jane Street
7
Jane Street
New York
$233K +$236K +16,548 New
NCM
8
Noesis Capital Mangement
Florida
$225K
PAG
9
Private Advisor Group
New Jersey
$191K +$193K +13,558 New
OA
10
Oxbow Advisors
Texas
$151K +$1.41K +99 +0.9%
GC
11
Guggenheim Capital
Illinois
$143K -$155K -10,874 -52%
Wells Fargo
12
Wells Fargo
California
$92K
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$70K +$6.72K +471 +10%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$61K +$14.4K +1,010 +31%
NPC
15
National Planning Corporation
California
$57.9K +$57.7K +4,040 New
AIG
16
American International Group
New York
$55.6K +$23.4K +1,642 +71%
Creative Planning
17
Creative Planning
Kansas
$49K +$21.4K +1,500 +75%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$26K
MFS
19
MSI Financial Services
Massachusetts
$25K +$471 +33 +2%
BRWM
20
B. Riley Wealth Management
Tennessee
$14K
TRCT
21
Tower Research Capital (TRC)
New York
$3K +$2.85K +200 New
Invesco
22
Invesco
Georgia
-$686K -50,052 Closed
NFG
23
Next Financial Group
Texas
-$20K -1,460 Closed

PFD Hedge Fund Activity: Q4 2014 in Review

22 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q4 2014, worth a combined $4.34M — down 1.5% from $4.41M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PFD positions and 2 closed out — a net gain of 3 holders — while 8 added to existing stakes and 2 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $236K. The largest seller was Invesco, exiting entirely with an estimated $686K sold.

  • 22 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q4 2014, up from 20 in Q3 2014.
  • Funds reported $4.34M of Flaherty & Crumrine Preferred and Income Fund stock for Q4 2014, down 1.5% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q4 2014 and 2 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q4 2014 was Jane Street, an estimated $236K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q4 2014 was Invesco, an estimated $686K sold.

Based on aggregated 13F filings for Q4 2014.