PFD

Flaherty & Crumrine Preferred and Income Fund

26 hedge funds and large institutions have $4.06M invested in Flaherty & Crumrine Preferred and Income Fund in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 2 closing their positions.

Holders
26
Holders Change
+2
Holders Change %
+8.33%
% of All Funds
0.76%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
NCM
1
Noesis Capital Mangement
Florida
$743K 60,600 -2,000 -3%
U
2
UBS
Switzerland
$599K 48,821 +8 +0%
LPL Financial
3
LPL Financial
California
$403K 32,831 -3,260 -9%
Morgan Stanley
4
Morgan Stanley
New York
$337K 27,455 +10,429 +61%
Bank of America
5
Bank of America
North Carolina
$302K 24,632 -2,362 -9%
DADC
6
D.A. Davidson & Co
Montana
$263K 21,500 +10,000 +87%
VKH
7
Virtu KCG Holdings
New York
$256K 20,867 +20,867 New
CCM
8
Covington Capital Management
California
$217K 17,700
SG Americas Securities
9
SG Americas Securities
New York
$209K 17,087 +17,087 New
GC
10
Guggenheim Capital
Illinois
$141K 11,481 -352 -3%
OA
11
Oxbow Advisors
Texas
$126K 10,302 +103 +1%
PRCM
12
Pine River Capital Management
Minnesota
$123K 10,084 +10,084 New
Wells Fargo
13
Wells Fargo
California
$69K 5,684 -14 -0.2%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$40K 3,269 +2,010 +160%
Citigroup
15
Citigroup
New York
$32K 2,646 +71 +3%
Creative Planning
16
Creative Planning
Kansas
$25K 2,000
CAPTRUST Financial Advisors
17
CAPTRUST Financial Advisors
North Carolina
$25K 2,000 +2,000 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$24K 1,921 +21 +1%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$22K 1,800
WAM
20
Wolverine Asset Management
Illinois
$20K 1,672 -12,478 -88%
MFS
21
MSI Financial Services
Massachusetts
$20K 1,641 -955 -37%
AIG
22
American International Group
New York
$18.2K 1,483
US Bancorp
23
US Bancorp
Minnesota
$18K 1,440
TRCT
24
Tower Research Capital (TRC)
New York
$17K 1,398 +378 +37%
FA
25
Financial Advantage
Maryland
$9K 700