Financial Advantage’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Financial Advantage’s Portfolio PFD Stock Details PFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-700	Closed	-$9K	–	176
2013 Q4	$9K	Hold	700	–	–	0.01%	155
2013 Q3	$9K	Hold	700	–	–	0.01%	140
2013 Q2	$10K	Buy	+700	New	+$10.4K	0.01%	139

Other funds holding PFD

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

NCM

Noesis Capital Mangement Boca Raton, Florida $676M AUM 34.17% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Financial Advantage's PFD Position: Q1 2014 in Review

Financial Advantage sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q1 2014, closing a stake of 700 shares — an estimated $9K sold.

Financial Advantage first reported a position in PFD in Q2 2013 and held it in 3 quarters. The position peaked at $10K in Q2 2013. 21 funds tracked by Wall St. Rank hold PFD as of Q1 2014.

Financial Advantage reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q1 2014 after selling out during the quarter.
Financial Advantage sold 700 Flaherty & Crumrine Preferred and Income Fund shares in Q1 2014, an estimated $9K.
Financial Advantage first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q2 2013 and held it in 3 quarters.
Financial Advantage's Flaherty & Crumrine Preferred and Income Fund position peaked at $10K in Q2 2013.
21 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q1 2014.

Based on Financial Advantage's 13F filing for Q1 2014, filed 9 May 2014.