Noesis Capital Mangement’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Noesis Capital Mangement’s Portfolio PFD Stock Details PFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-13,814	Closed	-$207K	–	106
2017 Q4	$207K	Hold	13,814	–	–	0.07%	104
2017 Q3	$209K	Buy	13,814 +750	+6%	+$11.3K	0.08%	98
2017 Q2	$206K	Buy	+13,064	New	+$200K	0.08%	98
2016 Q4	–	Sell	-14,650	Closed	-$222K	–	92
2016 Q3	$222K	Hold	14,650	–	–	0.1%	79
2016 Q2	$229K	Hold	14,650	–	–	0.1%	81
2016 Q1	$208K	Buy	+14,650	New	+$195K	0.09%	83
2015 Q4	–	Sell	-16,000	Closed	-$201K	–	84
2015 Q3	$201K	Hold	16,000	–	–	0.11%	78
2015 Q2	$217K	Hold	16,000	–	–	0.09%	105
2015 Q1	$243K	Hold	16,000	–	–	0.1%	109
2014 Q4	$225K	Hold	16,000	–	–	0.09%	103
2014 Q3	$219K	Sell	16,000 -1,050	-6%	-$14.7K	0.1%	99
2014 Q2	$249K	Sell	17,050 -100	-0.6%	-$1.45K	0.11%	97
2014 Q1	$238K	Sell	17,150 -43,450	-72%	-$564K	0.12%	93
2013 Q4	$743K	Sell	60,600 -2,000	-3%	-$25K	0.37%	70
2013 Q3	$777K	Sell	62,600 -6,650	-10%	-$85.2K	0.41%	66
2013 Q2	$974K	Buy	+69,250	New	+$1.03M	0.52%	59

Other funds holding PFD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Noesis Capital Mangement's PFD Position: Q1 2018 in Review

Noesis Capital Mangement sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q1 2018, closing a stake of 13,814 shares — an estimated $207K sold.

Noesis Capital Mangement first reported a position in PFD in Q2 2013 and held it in 16 quarters. The position peaked at $974K in Q2 2013. 32 funds tracked by Wall St. Rank hold PFD as of Q1 2018.

Noesis Capital Mangement reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q1 2018 after selling out during the quarter.
Noesis Capital Mangement sold 13,814 Flaherty & Crumrine Preferred and Income Fund shares in Q1 2018, an estimated $207K.
Noesis Capital Mangement first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q2 2013 and held it in 16 quarters.
Noesis Capital Mangement's Flaherty & Crumrine Preferred and Income Fund position peaked at $974K in Q2 2013.
32 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q1 2018.

Based on Noesis Capital Mangement's 13F filing for Q1 2018, filed 7 May 2018.