PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

28 hedge funds and large institutions have $9.8M invested in Flaherty & Crumrine Preferred and Income Fund in 2017 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 4 closing their positions.

Holders
28
Holders Change
-1
Holders Change %
-3.45%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
12
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CHA
1
Cedar Hill Associates
Illinois
$698K
2
LCM
2
Laurion Capital Management
New York
$246K
3
Bank of America
3
Bank of America
North Carolina
$589K
4
Invesco
4
Invesco
Georgia
$972K
5
Morgan Stanley
5
Morgan Stanley
New York
$1.74M

Top Sellers

1
RCM
1
Robinson Capital Management
Michigan
$0
2
Wells Fargo
2
Wells Fargo
California
$170K
3
AIA
3
Allegis Investment Advisors
Idaho
$0
4
PAG
4
Private Advisor Group
New Jersey
$168K
5
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$36K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$1.74M 115,824 +7,743 +7%
FDCDDQ
2
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.36M 91,092 +1,876 +2%
UBS Group
3
UBS Group
Switzerland
$986K 65,850 +417 +0.6%
Invesco
4
Invesco
Georgia
$972K 64,854 +7,795 +14%
CHA
5
Cedar Hill Associates
Illinois
$698K 59,100 +59,100 New
LPL Financial
6
LPL Financial
California
$633K 42,266 -2 -0%
Bank of America
7
Bank of America
North Carolina
$589K 39,301 +8,033 +26%
CCM
8
Covington Capital Management
California
$427K 28,500 – –
DADC
9
D.A. Davidson & Co
Montana
$389K 26,000 – –
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$252K 16,804 +2,245 +15%
LCM
11
Laurion Capital Management
New York
$246K 16,395 +16,395 New
Creative Planning
12
Creative Planning
Kansas
$216K 14,407 +3,805 +36%
CRC
13
Curi RMB Capital
Illinois
$212K 14,176 +171 +1%
NCM
14
Noesis Capital Mangement
Florida
$207K 13,814 – –
Wells Fargo
15
Wells Fargo
California
$170K 11,368 -18,999 -63%
PAG
16
Private Advisor Group
New Jersey
$168K 11,288 -6,977 -38%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$153K 10,182 -50 -0.5%
CAC
18
Certified Advisory Corp
Florida
$78K 5,262 +5,262 New
RCG
19
Ruggie Capital Group
Florida
$75K 5,000 – –
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$55K 3,680 +1,210 +49%
Manulife (Manufacturers Life Insurance)
21
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$43K 2,845 +8 +0.3%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$36K 2,370 -4,500 -66%
Citigroup
23
Citigroup
New York
$29K 1,950 +150 +8%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$26K 1,800 – –
AG
25
Advisor Group
Arizona
$11K 736 +12 +2%
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