PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

26 hedge funds and large institutions have $8.33M invested in Flaherty & Crumrine Preferred and Income Fund in 2017 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 1 closing their positions.

Holders
26
Holders Change
+4
Holders Change %
+18.18%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
8
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$1.04M
2
CRC
2
Curi RMB Capital
Illinois
$218K
3
NCM
3
Noesis Capital Mangement
Florida
$206K
4
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$164K
5
Creative Planning
5
Creative Planning
Kansas
$170K

Top Sellers

1
RCM
1
Robinson Capital Management
Michigan
$117K
2
LPL Financial
2
LPL Financial
California
$432K
3
FDCDDQ
3
Federation des caisses Desjardins du Quebec
Quebec, Canada
$820K
4
Morgan Stanley
4
Morgan Stanley
New York
$1.7M
5
Bank of America
5
Bank of America
North Carolina
$549K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$1.7M 108,064 -13,440 -11%
UBS Group
2
UBS Group
Switzerland
$1.04M 66,313 +24,002 +57%
Invesco
3
Invesco
Georgia
$907K 57,625 +691 +1%
FDCDDQ
4
Federation des caisses Desjardins du Quebec
Quebec, Canada
$820K 52,082 -18,539 -26%
Wells Fargo
5
Wells Fargo
California
$622K 39,513 +6,292 +19%
Bank of America
6
Bank of America
North Carolina
$549K 34,876 -10,280 -23%
LPL Financial
7
LPL Financial
California
$432K 27,442 -28,284 -51%
DADC
8
D.A. Davidson & Co
Montana
$398K 25,300 -700 -3%
CCM
9
Covington Capital Management
California
$307K 19,500 – –
PAG
10
Private Advisor Group
New Jersey
$274K 17,594 +637 +4%
CRC
11
Curi RMB Capital
Illinois
$218K 13,827 +13,827 New
NCM
12
Noesis Capital Mangement
Florida
$206K 13,064 +13,064 New
Creative Planning
13
Creative Planning
Kansas
$170K 10,780 +7,780 +259%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$164K 10,412 +10,412 New
RCM
15
Robinson Capital Management
Michigan
$117K 7,461 -46,461 -86%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$114K 7,184 +40 +0.6%
RCG
17
Ruggie Capital Group
Florida
$79K 5,000 +5,000 New
Manulife (Manufacturers Life Insurance)
18
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$47K 2,967 +2,967 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$39K 2,460 +700 +40%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$37K 2,370 – –
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$28K 1,800 – –
WEC
22
Winslow Evans & Crocker
Massachusetts
$20.2K 1,285 -1 -0.1%
IA
23
IFP Advisors
Florida
$14K 893 – –
AG
24
Advisor Group
Arizona
$11K 712 -46 -6%
GWM
25
Geneos Wealth Management
Colorado
$10K 660 – –
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