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PFD

Flaherty & Crumrine Preferred and Income Fund

33 hedge funds and large institutions have $14.9M invested in Flaherty & Crumrine Preferred and Income Fund in 2023 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

0.19% more ownership

Funds ownership: 12.02%12.21% (+0.19%)

4% less capital invested

Capital invested by funds: $15.6M → $14.9M (-$686K)

18% less funds holding

Funds holding: 4033 (-7)

86% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 7

Holders
33
Holders Change
-7
Holders Change %
-17.5%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
12
Reduced
9
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$2.52M +$244K +24,216 +10%
Morgan Stanley
2
Morgan Stanley
New York
$2.27M -$17K -1,687 -0.7%
UBS Group
3
UBS Group
Switzerland
$1.35M +$292K +29,048 +27%
Invesco
4
Invesco
Georgia
$1.33M +$221K +21,950 +20%
Osaic Holdings
5
Osaic Holdings
Arizona
$977K -$36.8K -3,657 -4%
CF
6
Centaurus Financial
California
$963K -$24.3K -2,410 -2%
PWS
7
Private Wealth Strategies
Ohio
$633K +$4.67K +464 +0.7%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$539K -$33.7K -3,350 -6%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$457K -$2.27K -225 -0.5%
SA
10
SFI Advisors
New Jersey
$447K +$75.7K +7,519 +20%
LPL Financial
11
LPL Financial
California
$442K +$10.6K +1,057 +2%
WAM
12
Wolverine Asset Management
Illinois
$439K +$448K +44,537 New
HBCM
13
Heron Bay Capital Management
Michigan
$408K -$284K -28,165 -40%
NA
14
NewEdge Advisors
Louisiana
$288K +$41.4K +4,115 +16%
DADC
15
D.A. Davidson & Co
Montana
$275K -$107K -10,678 -28%
Wells Fargo
16
Wells Fargo
California
$248K +$87.3K +8,675 +53%
WS
17
Wedbush Securities
California
$202K -$10.1K -1,004 -5%
CFG
18
Cooper Financial Group
California
$198K
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$173K -$3.05K -303 -2%
RJA
20
Raymond James & Associates
Florida
$162K +$10.7K +1,060 +7%
PWPS
21
Pinnacle Wealth Planning Services
Ohio
$153K
PFC
22
Poplar Forest Capital
California
$152K
MFA
23
McClarren Financial Advisors
Pennsylvania
$92K +$1.59K +158 +2%
Bank of America
24
Bank of America
North Carolina
$86.5K +$24.7K +2,456 +39%
SIA
25
Sit Investment Associates
Minnesota
$75K

PFD Hedge Fund Activity: Q2 2023 in Review

33 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q2 2023, worth a combined $14.9M — down 4.4% from $15.6M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of PFD and 1 opened new positions — a net loss of 6 holders — while 9 trimmed existing stakes and 12 added.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $448K. The largest seller was Heron Bay Capital Management, cutting an estimated $284K.

  • 33 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q2 2023, down from 40 in Q1 2023.
  • Funds reported $14.9M of Flaherty & Crumrine Preferred and Income Fund stock for Q2 2023, down 4.4% quarter-over-quarter.
  • 1 fund opened new Flaherty & Crumrine Preferred and Income Fund positions in Q2 2023 and 7 closed out, a net change of -6 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q2 2023 was Wolverine Asset Management, an estimated $448K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q2 2023 was Heron Bay Capital Management, an estimated $284K sold.

Based on aggregated 13F filings for Q2 2023.