We are live on ! Find out more
PFD

Flaherty & Crumrine Preferred and Income Fund

34 hedge funds and large institutions have $8.71M invested in Flaherty & Crumrine Preferred and Income Fund in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

13% more funds holding

Funds holding: 3034 (+4)

0.5% less ownership

Funds ownership: 7.06%6.56% (-0.5%)

29% less capital invested

Capital invested by funds: $12.3M → $8.71M (-$3.6M)

36% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 11

Holders
34
Holders Change
+4
Holders Change %
+13.33%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
7
Reduced
11
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.97M +$6.2K +420 +0.3%
Wells Fargo
2
Wells Fargo
California
$1.05M -$19.9K -1,350 -2%
PWS
3
Private Wealth Strategies
Ohio
$979K +$8.96K +607 +0.8%
UBS Group
4
UBS Group
Switzerland
$653K -$199K -13,509 -20%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$534K +$77.5K +5,245 +13%
Osaic Holdings
6
Osaic Holdings
Arizona
$356K +$675K +45,718 New
DADC
7
D.A. Davidson & Co
Montana
$352K -$8.86K -600 -2%
WS
8
Wedbush Securities
California
$348K +$20.3K +1,376 +5%
LPL Financial
9
LPL Financial
California
$340K -$12.8K -865 -3%
WWM
10
Western Wealth Management
Colorado
$243K +$299K +20,257 New
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$184K -$207 -14 -0.1%
CCM
12
Covington Capital Management
California
$182K
FDCDDQ
13
Federation des caisses Desjardins du Quebec
Quebec, Canada
$173K -$832K -56,344 -80%
PAS
14
Partnervest Advisory Services
California
$173K -$36.9K -2,500 -15%
RJA
15
Raymond James & Associates
Florida
$170K +$208K +14,094 New
CRC
16
Curi RMB Capital
Illinois
$168K +$2.32K +157 +1%
Bank of America
17
Bank of America
North Carolina
$150K +$1K +68 +0.5%
PAG
18
Private Advisor Group
New Jersey
$142K -$30.5K -2,067 -15%
Invesco
19
Invesco
Georgia
$132K -$383K -25,961 -70%
FAAS
20
First Allied Advisory Services
California
$123K +$150K +10,181 New
CAC
21
Certified Advisory Corp
Florida
$53K +$1.02K +69 +2%
SW
22
SVB Wealth
Massachusetts
$47K
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$31K +$38.4K +2,600 New
AF
24
Advisornet Financial
Minnesota
$30K
NFG
25
Next Financial Group
Texas
$22K -$33.8K -2,289 -56%

PFD Hedge Fund Activity: Q1 2020 in Review

34 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q1 2020, worth a combined $8.71M — down 29% from $12.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PFD positions and 1 closed out — a net gain of 6 holders — while 7 added to existing stakes and 11 trimmed.

The largest buyer was Western Wealth Management, opening a new position worth an estimated $299K. The largest seller was Federation des caisses Desjardins du Quebec, cutting an estimated $832K.

  • 34 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q1 2020, up from 30 in Q4 2019.
  • Funds reported $8.71M of Flaherty & Crumrine Preferred and Income Fund stock for Q1 2020, down 29% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q1 2020 and 1 closed out, a net change of +6 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q1 2020 was Western Wealth Management, an estimated $299K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q1 2020 was Federation des caisses Desjardins du Quebec, an estimated $832K sold.

Based on aggregated 13F filings for Q1 2020.