PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

34 hedge funds and large institutions have $8.71M invested in Flaherty & Crumrine Preferred and Income Fund in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 1 closing their positions.

Holders
34
Holders Change
+4
Holders Change %
+13.33%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
7
Reduced
11
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$356K
2
WWM
2
Western Wealth Management
Colorado
$243K
3
RJA
3
Raymond James & Associates
Florida
$170K
4
FAAS
4
First Allied Advisory Services
California
$123K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$534K

Top Sellers

1
FDCDDQ
1
Federation des caisses Desjardins du Quebec
Quebec, Canada
$173K
2
Invesco
2
Invesco
Georgia
$132K
3
Northwestern Mutual Wealth Management
3
Northwestern Mutual Wealth Management
Wisconsin
$0
4
UBS Group
4
UBS Group
Switzerland
$653K
5
PAS
5
Partnervest Advisory Services
California
$173K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$1.97M 162,918 +420 +0.3%
Wells Fargo
2
Wells Fargo
California
$1.05M 86,879 -1,350 -2%
PWS
3
Private Wealth Strategies
Ohio
$979K 81,143 +607 +0.8%
UBS Group
4
UBS Group
Switzerland
$653K 54,074 -13,509 -20%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$534K 44,210 +5,245 +13%
Osaic Holdings
6
Osaic Holdings
Arizona
$356K 45,718 +45,718 New
DADC
7
D.A. Davidson & Co
Montana
$352K 29,200 -600 -2%
WS
8
Wedbush Securities
California
$348K 28,794 +1,376 +5%
LPL Financial
9
LPL Financial
California
$340K 28,154 -865 -3%
WWM
10
Western Wealth Management
Colorado
$243K 20,257 +20,257 New
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$184K 15,281 -14 -0.1%
CCM
12
Covington Capital Management
California
$182K 15,100 – –
FDCDDQ
13
Federation des caisses Desjardins du Quebec
Quebec, Canada
$173K 14,350 -56,344 -80%
PAS
14
Partnervest Advisory Services
California
$173K 14,300 -2,500 -15%
RJA
15
Raymond James & Associates
Florida
$170K 14,094 +14,094 New
CRC
16
Curi RMB Capital
Illinois
$168K 13,897 +157 +1%
Bank of America
17
Bank of America
North Carolina
$150K 12,437 +68 +0.5%
PAG
18
Private Advisor Group
New Jersey
$142K 11,763 -2,067 -15%
Invesco
19
Invesco
Georgia
$132K 10,972 -25,961 -70%
FAAS
20
First Allied Advisory Services
California
$123K 10,181 +10,181 New
CAC
21
Certified Advisory Corp
Florida
$53K 4,402 +69 +2%
SW
22
SVB Wealth
Massachusetts
$47K 3,904 – –
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$31K 2,600 +2,600 New
AF
24
Advisornet Financial
Minnesota
$30K 2,500 – –
NFG
25
Next Financial Group
Texas
$22K 1,813 -2,289 -56%
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