Next Financial Group’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Next Financial Group’s Portfolio PFD Stock Details PFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$6K	Sell	324 -80	-20%	-$1.34K	﹤0.01%	2374
2021 Q3	$6K	Sell	404 -1,302	-76%	-$21.3K	﹤0.01%	2206
2021 Q2	$28K	Buy	1,706 +437	+34%	+$7.67K	﹤0.01%	1630
2021 Q1	$22K	Sell	1,269 -1,136	-47%	-$20.9K	﹤0.01%	1608
2020 Q4	$46K	Buy	2,405 +397	+20%	+$7.21K	﹤0.01%	1224
2020 Q3	$33K	Buy	+2,008	New	+$31.3K	﹤0.01%	1231
2020 Q2	–	Sell	-1,813	Closed	-$22K	–	1526
2020 Q1	$22K	Sell	1,813 -2,289	-56%	-$33.8K	﹤0.01%	1238
2019 Q4	$64K	Sell	4,102 -1,621	-28%	-$25.2K	0.01%	1099
2019 Q3	$85K	Hold	5,723	–	–	0.01%	963
2019 Q2	$84K	Buy	+5,723	New	+$79.8K	0.01%	976
2017 Q1	–	Sell	-1,460	Closed	-$21K	–	2178
2016 Q4	$21K	Hold	1,460	–	–	﹤0.01%	1354
2016 Q3	$22K	Buy	+1,460	New	+$22.9K	﹤0.01%	1319
2014 Q4	–	Sell	-1,460	Closed	-$20K	–	2230
2014 Q3	$20K	Hold	1,460	–	–	﹤0.01%	1427
2014 Q2	$20K	Buy	+1,460	New	+$21.1K	0.01%	603

Other funds holding PFD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PWS

Private Wealth Strategies New Albany, Ohio $498M AUM 17.23% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PWPS

Pinnacle Wealth Planning Services Mansfield, Ohio $968M AUM 19.1% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Next Financial Group's PFD Position: Q4 2021 in Review

Next Financial Group reduced its Flaherty & Crumrine Preferred and Income Fund (PFD) stake by 20% in Q4 2021, selling an estimated $1.34K and leaving 324 shares worth $6K. The position accounts for ﹤0.01% of the portfolio, ranked #2374.

Next Financial Group first reported a position in PFD in Q2 2014 and has held it in 14 quarters since. The position peaked at $85K in Q3 2019. 44 funds tracked by Wall St. Rank hold PFD as of Q4 2021.

Next Financial Group held 324 shares of Flaherty & Crumrine Preferred and Income Fund worth $6K as of Q4 2021.
Next Financial Group sold 80 Flaherty & Crumrine Preferred and Income Fund shares in Q4 2021, an estimated $1.34K.
Flaherty & Crumrine Preferred and Income Fund made up ﹤0.01% of Next Financial Group's portfolio in Q4 2021, its #2374 holding.
Next Financial Group first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q2 2014 and has held it in 14 quarters since.
Next Financial Group's Flaherty & Crumrine Preferred and Income Fund position peaked at $85K in Q3 2019.
44 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.