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PFD

Flaherty & Crumrine Preferred and Income Fund

32 hedge funds and large institutions have $12.6M invested in Flaherty & Crumrine Preferred and Income Fund in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 6

6% more capital invested

Capital invested by funds: $11.9M → $12.6M (+$689K)

0.09% less ownership

Funds ownership: 7.73%7.64% (-0.09%)

14% less funds holding

Funds holding: 3732 (-5)

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
32
Holders Change
-5
Holders Change %
-13.51%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
6
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.63M +$158K +11,361 +7%
FDCDDQ
2
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.63M -$29K -2,083 -2%
Cohen & Steers
3
Cohen & Steers
New York
$1.53M
UBS Group
4
UBS Group
Switzerland
$1.03M -$47.2K -3,387 -5%
Invesco
5
Invesco
Georgia
$618K -$8.28K -594 -1%
Wells Fargo
6
Wells Fargo
California
$610K +$273K +19,598 +90%
PAS
7
Partnervest Advisory Services
California
$574K -$199K -14,303 -27%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$475K +$18.6K +1,334 +4%
DADC
9
D.A. Davidson & Co
Montana
$445K
LPL Financial
10
LPL Financial
California
$426K +$18K +1,289 +5%
Bank of America
11
Bank of America
North Carolina
$253K -$123K -8,802 -34%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$249K +$21.7K +1,555 +10%
PAG
13
Private Advisor Group
New Jersey
$247K +$24K +1,721 +11%
CCM
14
Covington Capital Management
California
$222K
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$213K +$169K +12,101 +511%
CRC
16
Curi RMB Capital
Illinois
$201K +$1.44K +103 +0.8%
WS
17
Wedbush Securities
California
$191K +$181K +12,970 New
Fiera Capital (Canada)
18
Fiera Capital (Canada)
Quebec, Canada
$185K +$13.6K +975 +8%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$176K +$5.58K +400 +3%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$161K -$13.3K -952 -8%
AG
21
Advisor Group
Arizona
$137K +$12.2K +876 +10%
NFG
22
Next Financial Group
Texas
$84K +$79.8K +5,723 New
CBT
23
Capital Bank & Trust
California
$80K +$76K +5,450 New
JPLA
24
Joseph P. Lucia & Associates
New York
$65K +$61.3K +4,400 New
CAC
25
Certified Advisory Corp
Florida
$62K +$976 +70 +2%

PFD Hedge Fund Activity: Q2 2019 in Review

32 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q2 2019, worth a combined $12.6M — up 5.8% from $11.9M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of PFD and 5 opened new positions — a net loss of 5 holders — while 6 trimmed existing stakes and 12 added.

The largest buyer was Wells Fargo, adding an estimated $273K. The largest seller was Robinson Capital Management, exiting entirely with an estimated $352K sold.

  • 32 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q2 2019, down from 37 in Q1 2019.
  • Funds reported $12.6M of Flaherty & Crumrine Preferred and Income Fund stock for Q2 2019, up 5.8% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q2 2019 and 10 closed out, a net change of -5 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q2 2019 was Wells Fargo, an estimated $273K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q2 2019 was Robinson Capital Management, an estimated $352K sold.

Based on aggregated 13F filings for Q2 2019.