Joseph P. Lucia & Associates’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Joseph P. Lucia & Associates’s Portfolio PFD Stock Details PFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-600	Closed	-$11K	–	604
2020 Q4	$11K	Buy	+600	New	+$10.9K	0.01%	334
2020 Q3	–	Sell	-600	Closed	-$9K	–	355
2020 Q2	$9K	Sell	600 -300	-33%	-$4.21K	0.01%	328
2020 Q1	$11K	Hold	900	–	–	0.01%	281
2019 Q4	$14K	Sell	900 -3,100	-78%	-$48.3K	0.01%	283
2019 Q3	$60K	Sell	4,000 -400	-9%	-$6.01K	0.06%	156
2019 Q2	$65K	Buy	+4,400	New	+$61.3K	0.07%	149

Other funds holding PFD

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PWS

Private Wealth Strategies New Albany, Ohio $498M AUM 17.23% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CCA

Cadent Capital Advisors Tulsa, Oklahoma $485M AUM 45.96% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

Joseph P. Lucia & Associates's PFD Position: Q1 2021 in Review

Joseph P. Lucia & Associates sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q1 2021, closing a stake of 600 shares — an estimated $11K sold.

Joseph P. Lucia & Associates first reported a position in PFD in Q2 2019 and held it in 6 quarters. The position peaked at $65K in Q2 2019. 42 funds tracked by Wall St. Rank hold PFD as of Q1 2021.

Joseph P. Lucia & Associates reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q1 2021 after selling out during the quarter.
Joseph P. Lucia & Associates sold 600 Flaherty & Crumrine Preferred and Income Fund shares in Q1 2021, an estimated $11K.
Joseph P. Lucia & Associates first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q2 2019 and held it in 6 quarters.
Joseph P. Lucia & Associates's Flaherty & Crumrine Preferred and Income Fund position peaked at $65K in Q2 2019.
42 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q1 2021.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2021, filed 23 Apr 2021.