PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

30 hedge funds and large institutions have $12.3M invested in Flaherty & Crumrine Preferred and Income Fund in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.59%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PWS
1
Private Wealth Strategies
Ohio
$1.25M
2
Wells Fargo
2
Wells Fargo
California
$1.37M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$607K
4
SW
4
SVB Wealth
Massachusetts
$61K
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$308K

Top Sellers

1
Cohen & Steers
1
Cohen & Steers
New York
$0
2
FDCDDQ
2
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.1M
3
Morgan Stanley
3
Morgan Stanley
New York
$2.53M
4
PAS
4
Partnervest Advisory Services
California
$261K
5
Invesco
5
Invesco
Georgia
$575K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$2.53M 162,498 -8,411 -5%
Wells Fargo
2
Wells Fargo
California
$1.37M 88,229 +30,241 +52%
PWS
3
Private Wealth Strategies
Ohio
$1.25M 80,536 +80,536 New
FDCDDQ
4
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.1M 70,694 -13,994 -17%
UBS Group
5
UBS Group
Switzerland
$1.05M 67,583 -1,903 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$607K 38,965 +4,531 +13%
Invesco
7
Invesco
Georgia
$575K 36,933 -4,599 -11%
DADC
8
D.A. Davidson & Co
Montana
$464K 29,800 – –
LPL Financial
9
LPL Financial
California
$452K 29,019 +41 +0.1%
WS
10
Wedbush Securities
California
$427K 27,418 +24 +0.1%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$308K 19,787 +2,853 +17%
PAS
12
Partnervest Advisory Services
California
$261K 16,800 -7,440 -31%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$238K 15,295 +14 +0.1%
AG
14
Advisor Group
Arizona
$237K 15,257 +1,762 +13%
CCM
15
Covington Capital Management
California
$235K 15,100 – –
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$224K 14,371 – –
PAG
17
Private Advisor Group
New Jersey
$215K 13,830 +36 +0.3%
CRC
18
Curi RMB Capital
Illinois
$214K 13,740 -47 -0.3%
Bank of America
19
Bank of America
North Carolina
$192K 12,369 -2,187 -15%
CAC
20
Certified Advisory Corp
Florida
$67K 4,333 +65 +2%
NFG
21
Next Financial Group
Texas
$64K 4,102 -1,621 -28%
SW
22
SVB Wealth
Massachusetts
$61K 3,904 +3,904 New
AF
23
Advisornet Financial
Minnesota
$39K 2,500 – –
RCA
24
Ranch Capital Advisors
Florida
$27K 1,750 +1,750 New
VCP
25
Verus Capital Partners
Arizona
$23K 1,500 +1,500 New
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