We are live on ! Find out more
PFD

Flaherty & Crumrine Preferred and Income Fund

30 hedge funds and large institutions have $12.3M invested in Flaherty & Crumrine Preferred and Income Fund in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

7% more funds holding

Funds holding: 2830 (+2)

5% more capital invested

Capital invested by funds: $11.7M → $12.3M (+$622K)

0.07% more ownership

Funds ownership: 6.99%7.06% (+0.07%)

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.53M -$131K -8,411 -5%
Wells Fargo
2
Wells Fargo
California
$1.37M +$471K +30,241 +52%
PWS
3
Private Wealth Strategies
Ohio
$1.25M +$1.25M +80,536 New
FDCDDQ
4
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.1M -$218K -13,994 -17%
UBS Group
5
UBS Group
Switzerland
$1.05M -$29.6K -1,903 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$607K +$70.5K +4,531 +13%
Invesco
7
Invesco
Georgia
$575K -$71.6K -4,599 -11%
DADC
8
D.A. Davidson & Co
Montana
$464K
LPL Financial
9
LPL Financial
California
$452K +$638 +41 +0.1%
WS
10
Wedbush Securities
California
$427K +$374 +24 +0.1%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$308K +$44.4K +2,853 +17%
PAS
12
Partnervest Advisory Services
California
$261K -$116K -7,440 -31%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$238K +$218 +14 +0.1%
AG
14
Advisor Group
Arizona
$237K +$27.4K +1,762 +13%
CCM
15
Covington Capital Management
California
$235K
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$224K
PAG
17
Private Advisor Group
New Jersey
$215K +$560 +36 +0.3%
CRC
18
Curi RMB Capital
Illinois
$214K -$732 -47 -0.3%
Bank of America
19
Bank of America
North Carolina
$192K -$34K -2,187 -15%
CAC
20
Certified Advisory Corp
Florida
$67K +$1.01K +65 +2%
NFG
21
Next Financial Group
Texas
$64K -$25.2K -1,621 -28%
SW
22
SVB Wealth
Massachusetts
$61K +$60.8K +3,904 New
AF
23
Advisornet Financial
Minnesota
$39K
RCA
24
Ranch Capital Advisors
Florida
$27K +$27.2K +1,750 New
VCP
25
Verus Capital Partners
Arizona
$23K +$23.4K +1,500 New

PFD Hedge Fund Activity: Q4 2019 in Review

30 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q4 2019, worth a combined $12.3M — up 5.3% from $11.7M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new PFD positions and 2 closed out — a net gain of 2 holders — while 9 added to existing stakes and 9 trimmed.

The largest buyer was Wells Fargo, adding an estimated $471K. The largest seller was Cohen & Steers, exiting entirely with an estimated $1.06M sold.

  • 30 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q4 2019, up from 28 in Q3 2019.
  • Funds reported $12.3M of Flaherty & Crumrine Preferred and Income Fund stock for Q4 2019, up 5.3% quarter-over-quarter.
  • 4 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q4 2019 and 2 closed out, a net change of +2 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q4 2019 was Wells Fargo, an estimated $471K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q4 2019 was Cohen & Steers, an estimated $1.06M sold.

Based on aggregated 13F filings for Q4 2019.