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PFD

Flaherty & Crumrine Preferred and Income Fund

19 hedge funds and large institutions have $4.06M invested in Flaherty & Crumrine Preferred and Income Fund in 2015 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

0.37% less ownership

Funds ownership: 2.8%2.42% (-0.37%)

6% less capital invested

Capital invested by funds: $4.34M → $4.06M (-$277K)

14% less funds holding

Funds holding: 2219 (-3)

75% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 4

Holders
19
Holders Change
-3
Holders Change %
-13.64%
% of All Funds
0.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
6
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$1.2M +$83.8K +5,556 +8%
UBS Group
2
UBS Group
Switzerland
$714K -$60.9K -4,040 -8%
DADC
3
D.A. Davidson & Co
Montana
$379K
Bank of America
4
Bank of America
North Carolina
$338K +$332 +22 +0.1%
CCM
5
Covington Capital Management
California
$269K
NCM
6
Noesis Capital Mangement
Florida
$243K
PAG
7
Private Advisor Group
New Jersey
$217K +$11.3K +750 +6%
Morgan Stanley
8
Morgan Stanley
New York
$188K -$111K -7,351 -37%
OA
9
Oxbow Advisors
Texas
$164K +$1.43K +95 +0.9%
Wells Fargo
10
Wells Fargo
California
$74K -$26K -1,724 -26%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$65K
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$49K -$26.4K -1,753 -35%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$40K +$12.1K +800 +44%
AIG
14
American International Group
New York
$37.6K -$22.2K -1,471 -37%
Creative Planning
15
Creative Planning
Kansas
$30K -$22.6K -1,500 -43%
MFS
16
MSI Financial Services
Massachusetts
$27K +$483 +32 +2%
BRWM
17
B. Riley Wealth Management
Tennessee
$15K
WEC
18
Winslow Evans & Crocker
Massachusetts
$7.59K +$7.54K +500 New
Jane Street
19
Jane Street
New York
-$233K -16,548 Closed
GC
20
Guggenheim Capital
Illinois
-$143K -10,149 Closed
NPC
21
National Planning Corporation
California
-$57.9K -4,040 Closed
TRCT
22
Tower Research Capital (TRC)
New York
-$3K -200 Closed

PFD Hedge Fund Activity: Q1 2015 in Review

19 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q1 2015, worth a combined $4.06M — down 6.4% from $4.34M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of PFD and 1 opened new positions — a net loss of 3 holders — while 6 trimmed existing stakes and 6 added.

The largest buyer was LPL Financial, adding an estimated $83.8K. The largest seller was Jane Street, exiting entirely with an estimated $233K sold.

  • 19 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q1 2015, down from 22 in Q4 2014.
  • Funds reported $4.06M of Flaherty & Crumrine Preferred and Income Fund stock for Q1 2015, down 6.4% quarter-over-quarter.
  • 1 fund opened new Flaherty & Crumrine Preferred and Income Fund positions in Q1 2015 and 4 closed out, a net change of -3 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q1 2015 was LPL Financial, an estimated $83.8K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q1 2015 was Jane Street, an estimated $233K sold.

Based on aggregated 13F filings for Q1 2015.