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PFD

Flaherty & Crumrine Preferred and Income Fund

22 hedge funds and large institutions have $8.63M invested in Flaherty & Crumrine Preferred and Income Fund in 2017 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

32% more capital invested

Capital invested by funds: $6.56M → $8.63M (+$2.08M)

1.05% more ownership

Funds ownership: 4.09%5.14% (+1.1%)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

8% less funds holding

Funds holding: 2422 (-2)

Holders
22
Holders Change
-2
Holders Change %
-8.33%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.83M -$7.4K -513 -0.4%
FDCDDQ
2
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.07M +$1.02M +70,621 New
Invesco
3
Invesco
Georgia
$859K +$821K +56,934 New
LPL Financial
4
LPL Financial
California
$849K +$22.3K +1,544 +3%
RCM
5
Robinson Capital Management
Michigan
$814K -$135K -9,390 -15%
Bank of America
6
Bank of America
North Carolina
$681K +$142K +9,865 +28%
UBS Group
7
UBS Group
Switzerland
$638K -$72.7K -5,037 -11%
Wells Fargo
8
Wells Fargo
California
$502K +$104K +7,244 +28%
DADC
9
D.A. Davidson & Co
Montana
$392K +$14.4K +1,000 +4%
CCM
10
Covington Capital Management
California
$294K
PAG
11
Private Advisor Group
New Jersey
$256K -$27.6K -1,911 -10%
MSAM
12
Moloney Securities Asset Management
Missouri
$151K
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$108K +$577 +40 +0.6%
Creative Planning
14
Creative Planning
Kansas
$45K +$14.4K +1,000 +50%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$36K
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$28K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$27K -$128K -8,905 -83%
WEC
18
Winslow Evans & Crocker
Massachusetts
$19.4K +$721 +50 +4%
IA
19
IFP Advisors
Florida
$13K
AG
20
Advisor Group
Arizona
$11K +$202 +14 +2%
GWM
21
Geneos Wealth Management
Colorado
$9K
PCM
22
Penserra Capital Management
California
$3K +$3.79K +263 New
NFG
23
Next Financial Group
Texas
-$21K -1,460 Closed
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$18K -1,226 Closed
US Bancorp
25
US Bancorp
Minnesota
-$3K -233 Closed

PFD Hedge Fund Activity: Q1 2017 in Review

22 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q1 2017, worth a combined $8.63M — up 32% from $6.56M a quarter earlier.

Fund positioning in PFD was balanced in Q1 2017: 3 funds opened new positions, 3 closed out, 8 added to existing stakes and 5 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $821K. The largest seller was Robinson Capital Management, cutting an estimated $135K.

  • 22 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q1 2017, down from 24 in Q4 2016.
  • Funds reported $8.63M of Flaherty & Crumrine Preferred and Income Fund stock for Q1 2017, up 32% quarter-over-quarter.
  • 3 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q1 2017 and 3 closed out, a net change of 0 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q1 2017 was Invesco, an estimated $821K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q1 2017 was Robinson Capital Management, an estimated $135K sold.

Based on aggregated 13F filings for Q1 2017.