Penserra Capital Management’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Penserra Capital Management’s Portfolio PFD Stock Details PFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-289	Closed	-$4K	–	584
2017 Q2	$4K	Buy	289 +26	+10%	+$399	﹤0.01%	487
2017 Q1	$3K	Buy	+263	New	+$3.79K	﹤0.01%	525

Other funds holding PFD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

Penserra Capital Management's PFD Position: Q3 2017 in Review

Penserra Capital Management sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q3 2017, closing a stake of 289 shares — an estimated $4K sold.

Penserra Capital Management first reported a position in PFD in Q1 2017 and held it in 2 quarters. The position peaked at $4K in Q2 2017. 29 funds tracked by Wall St. Rank hold PFD as of Q3 2017.

Penserra Capital Management reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q3 2017 after selling out during the quarter.
Penserra Capital Management sold 289 Flaherty & Crumrine Preferred and Income Fund shares in Q3 2017, an estimated $4K.
Penserra Capital Management first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q1 2017 and held it in 2 quarters.
Penserra Capital Management's Flaherty & Crumrine Preferred and Income Fund position peaked at $4K in Q2 2017.
29 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q3 2017.

Based on Penserra Capital Management's 13F filing for Q3 2017, filed 26 Oct 2017.