PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

44 hedge funds and large institutions have $16.3M invested in Flaherty & Crumrine Preferred and Income Fund in 2021 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 7 closing their positions.

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
0.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
14
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$1.43M
2
GC
2
Guggenheim Capital
Illinois
$300K
3
UBS Group
3
UBS Group
Switzerland
$1.55M
4
CF
4
Centaurus Financial
California
$175K
5
LPL Financial
5
LPL Financial
California
$762K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
CAN
2
Cetera Advisor Networks
California
$0
3
CW
3
CreativeOne Wealth
Kansas
$221K
4
Bessemer Group
4
Bessemer Group
New Jersey
$0
5
WLPWM
5
Walled Lake Planning & Wealth Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$3.27M 186,703 +5,181 +3%
PWS
2
Private Wealth Strategies
Ohio
$1.56M 89,101 +933 +1%
UBS Group
3
UBS Group
Switzerland
$1.55M 88,469 +10,048 +13%
Invesco
4
Invesco
Georgia
$1.43M 81,652 +81,652 New
Osaic Holdings
5
Osaic Holdings
Arizona
$979K 55,964 -2,241 -4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$936K 53,460 +2,998 +6%
LPL Financial
7
LPL Financial
California
$762K 43,561 +6,927 +19%
Wells Fargo
8
Wells Fargo
California
$740K 42,262 -167 -0.4%
PWPS
9
Pinnacle Wealth Planning Services
Ohio
$490K 28,000 – –
Bank of America
10
Bank of America
North Carolina
$471K 26,884 +4,933 +22%
DADC
11
D.A. Davidson & Co
Montana
$455K 26,000 – –
WS
12
Wedbush Securities
California
$337K 19,265 -1,246 -6%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$330K 18,859 +1,529 +9%
RJA
14
Raymond James & Associates
Florida
$322K 18,378 +346 +2%
GC
15
Guggenheim Capital
Illinois
$300K 17,143 +17,143 New
CCM
16
Covington Capital Management
California
$261K 14,900 – –
SWMP
17
Signature Wealth Management Partners
New Jersey
$251K 14,351 – –
Baird Financial Group
18
Baird Financial Group
Wisconsin
$238K 13,608 -1 -0%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$223K 12,750 +12 +0.1%
CW
20
CreativeOne Wealth
Kansas
$221K 12,600 -10,075 -44%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$199K 11,386 – –
BAM
22
Belpointe Asset Management
Nevada
$180K 14,058 -692 -5%
CF
23
Centaurus Financial
California
$175K 9,993 +9,993 New
MFA
24
McClarren Financial Advisors
Pennsylvania
$148K 8,435 +136 +2%
APA
25
American Portfolios Advisors
New York
$90K 5,143 +2,850 +124%
1
2 3