We are live on ! Find out more
PFD

Flaherty & Crumrine Preferred and Income Fund

44 hedge funds and large institutions have $16.3M invested in Flaherty & Crumrine Preferred and Income Fund in 2021 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

18% more capital invested

Capital invested by funds: $13.9M → $16.3M (+$2.46M)

5% more funds holding

Funds holding: 4244 (+2)

0.48% more ownership

Funds ownership: 7.79%8.27% (+0.48%)

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
14
Reduced
9
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.27M +$86.8K +5,181 +3%
PWS
2
Private Wealth Strategies
Ohio
$1.56M +$15.6K +933 +1%
UBS Group
3
UBS Group
Switzerland
$1.55M +$168K +10,048 +13%
Invesco
4
Invesco
Georgia
$1.43M +$1.37M +81,652 New
Osaic Holdings
5
Osaic Holdings
Arizona
$979K -$37.5K -2,241 -4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$936K +$50.2K +2,998 +6%
LPL Financial
7
LPL Financial
California
$762K +$116K +6,927 +19%
Wells Fargo
8
Wells Fargo
California
$740K -$2.8K -167 -0.4%
PWPS
9
Pinnacle Wealth Planning Services
Ohio
$490K
Bank of America
10
Bank of America
North Carolina
$471K +$82.6K +4,933 +22%
DADC
11
D.A. Davidson & Co
Montana
$455K
WS
12
Wedbush Securities
California
$337K -$20.9K -1,246 -6%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$330K +$25.6K +1,529 +9%
RJA
14
Raymond James & Associates
Florida
$322K +$5.79K +346 +2%
GC
15
Guggenheim Capital
Illinois
$300K +$287K +17,143 New
CCM
16
Covington Capital Management
California
$261K
SWMP
17
Signature Wealth Management Partners
New Jersey
$251K
Baird Financial Group
18
Baird Financial Group
Wisconsin
$238K -$17 -1 -0%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$223K +$201 +12 +0.1%
CW
20
CreativeOne Wealth
Kansas
$221K -$169K -10,075 -44%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$199K
BAM
22
Belpointe Asset Management
Nevada
$180K -$11.6K -692 -5%
CF
23
Centaurus Financial
California
$175K +$167K +9,993 New
MFA
24
McClarren Financial Advisors
Pennsylvania
$148K +$2.28K +136 +2%
APA
25
American Portfolios Advisors
New York
$90K +$47.7K +2,850 +124%

PFD Hedge Fund Activity: Q4 2021 in Review

44 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q4 2021, worth a combined $16.3M — up 18% from $13.9M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new PFD positions and 7 closed out — a net gain of 3 holders — while 14 added to existing stakes and 9 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $1.37M. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $342K sold.

  • 44 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q4 2021, up from 42 in Q3 2021.
  • Funds reported $16.3M of Flaherty & Crumrine Preferred and Income Fund stock for Q4 2021, up 18% quarter-over-quarter.
  • 10 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q4 2021 and 7 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q4 2021 was Invesco, an estimated $1.37M added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q4 2021 was Wolverine Asset Management, an estimated $342K sold.

Based on aggregated 13F filings for Q4 2021.