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PFD

Flaherty & Crumrine Preferred and Income Fund

44 hedge funds and large institutions have $19.3M invested in Flaherty & Crumrine Preferred and Income Fund in 2021 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 7

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

5% more funds holding

Funds holding: 4244 (+2)

0.19% less ownership

Funds ownership: 10.39%10.2% (-0.19%)

7% less capital invested

Capital invested by funds: $20.8M → $19.3M (-$1.48M)

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
14
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.79M -$1.25M -71,376 -20%
Morgan Stanley
2
Morgan Stanley
New York
$2.8M +$46.8K +2,664 +2%
PWS
3
Private Wealth Strategies
Ohio
$1.46M +$14.5K +826 +1%
UBS Group
4
UBS Group
Switzerland
$1.34M -$9.29K -529 -0.7%
Osaic Holdings
5
Osaic Holdings
Arizona
$875K +$194K +11,027 +27%
Wells Fargo
6
Wells Fargo
California
$835K -$16.5K -938 -2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$780K +$27.7K +1,579 +4%
LPL Financial
8
LPL Financial
California
$681K -$9.04K -515 -1%
CCA
9
Cadent Capital Advisors
Oklahoma
$551K -$115K -6,557 -17%
CW
10
CreativeOne Wealth
Kansas
$542K +$245K +13,950 +75%
PWPS
11
Pinnacle Wealth Planning Services
Ohio
$468K +$87.8K +5,000 +22%
DADC
12
D.A. Davidson & Co
Montana
$434K
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$374K +$75.8K +4,315 +24%
WS
14
Wedbush Securities
California
$354K
MAFM
15
Mid Atlantic Financial Management
Pennsylvania
$290K +$305K +17,350 New
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$257K +$29.9K +1,705 +12%
CCM
17
Covington Capital Management
California
$249K
WAM
18
Wolverine Asset Management
Illinois
$244K +$257K +14,624 New
SWMP
19
Signature Wealth Management Partners
New Jersey
$240K
CAN
20
Cetera Advisor Networks
California
$214K +$226K +12,842 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$212K -$17.1K -975 -7%
RJA
22
Raymond James & Associates
Florida
$203K +$30.2K +1,720 +16%
PAG
23
Private Advisor Group
New Jersey
$167K -$49.6K -2,823 -22%
MFA
24
McClarren Financial Advisors
Pennsylvania
$136K +$2.16K +123 +2%
Bessemer Group
25
Bessemer Group
New Jersey
$117K +$123K +7,000 New

PFD Hedge Fund Activity: Q2 2021 in Review

44 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q2 2021, worth a combined $19.3M — down 7.1% from $20.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PFD positions and 4 closed out — a net gain of 3 holders — while 14 added to existing stakes and 7 trimmed.

The largest buyer was Mid Atlantic Financial Management, opening a new position worth an estimated $305K. The largest seller was Bank of America, cutting an estimated $1.25M.

  • 44 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q2 2021, up from 42 in Q1 2021.
  • Funds reported $19.3M of Flaherty & Crumrine Preferred and Income Fund stock for Q2 2021, down 7.1% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q2 2021 and 4 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q2 2021 was Mid Atlantic Financial Management, an estimated $305K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q2 2021 was Bank of America, an estimated $1.25M sold.

Based on aggregated 13F filings for Q2 2021.