Cadent Capital Advisors’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Cadent Capital Advisors’s Portfolio PFD Stock Details PFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-33,020	Closed	-$551K	–	141
2021 Q2	$551K	Sell	33,020 -6,557	-17%	-$115K	0.23%	68
2021 Q1	$701K	Sell	39,577 -4,862	-11%	-$89.4K	0.31%	50
2020 Q4	$842K	Buy	+44,439	New	+$807K	0.41%	46

Other funds holding PFD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PWS

Private Wealth Strategies New Albany, Ohio $498M AUM 17.23% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PWPS

Pinnacle Wealth Planning Services Mansfield, Ohio $968M AUM 19.1% 1-Year Est. Return

MAFM

Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

Cadent Capital Advisors's PFD Position: Q3 2021 in Review

Cadent Capital Advisors sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q3 2021, closing a stake of 33,020 shares — an estimated $551K sold.

Cadent Capital Advisors first reported a position in PFD in Q4 2020 and held it in 3 quarters. The position peaked at $842K in Q4 2020. 42 funds tracked by Wall St. Rank hold PFD as of Q3 2021.

Cadent Capital Advisors reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q3 2021 after selling out during the quarter.
Cadent Capital Advisors sold 33,020 Flaherty & Crumrine Preferred and Income Fund shares in Q3 2021, an estimated $551K.
Cadent Capital Advisors first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q4 2020 and held it in 3 quarters.
Cadent Capital Advisors's Flaherty & Crumrine Preferred and Income Fund position peaked at $842K in Q4 2020.
42 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q3 2021.

Based on Cadent Capital Advisors's 13F filing for Q3 2021, filed 25 Oct 2021.