PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

32 hedge funds and large institutions have $10.1M invested in Flaherty & Crumrine Preferred and Income Fund in 2018 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 4 reducing their positions, and 4 closing their positions.

Holders
32
Holders Change
+2
Holders Change %
+6.67%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
14
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cohen & Steers
1
Cohen & Steers
New York
$792K
2
UBS Group
2
UBS Group
Switzerland
$1.1M
3
Bank of America
3
Bank of America
North Carolina
$538K
4
Millennium Management
4
Millennium Management
New York
$161K
5
Wells Fargo
5
Wells Fargo
California
$261K

Top Sellers

1
RCM
1
Robinson Capital Management
Michigan
$177K
2
HighTower Advisors
2
HighTower Advisors
Illinois
$0
3
WAM
3
Wolverine Asset Management
Illinois
$94K
4
RCG
4
Ruggie Capital Group
Florida
$0
5
CCM
5
Covington Capital Management
California
$196K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$1.76M 135,675 +5,375 +4%
FDCDDQ
2
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.73M 133,123 +3,198 +2%
UBS Group
3
UBS Group
Switzerland
$1.1M 84,350 +21,303 +34%
Invesco
4
Invesco
Georgia
$1.04M 80,425 +4,145 +5%
Cohen & Steers
5
Cohen & Steers
New York
$792K 61,014 +25,875 +74%
Bank of America
6
Bank of America
North Carolina
$538K 41,423 +13,222 +47%
LPL Financial
7
LPL Financial
California
$529K 40,759 +4,000 +11%
DADC
8
D.A. Davidson & Co
Montana
$337K 26,000 – –
PAG
9
Private Advisor Group
New Jersey
$272K 20,939 +6,288 +43%
Wells Fargo
10
Wells Fargo
California
$261K 20,091 +8,105 +68%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$239K 18,426 -799 -4%
CCM
12
Covington Capital Management
California
$196K 15,100 -3,400 -18%
Creative Planning
13
Creative Planning
Kansas
$191K 14,707 – –
CRC
14
Curi RMB Capital
Illinois
$191K 14,692 +190 +1%
RCM
15
Robinson Capital Management
Michigan
$177K 13,672 -29,700 -68%
Millennium Management
16
Millennium Management
New York
$161K 12,396 +12,396 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$103K 7,974 +2,041 +34%
WAM
18
Wolverine Asset Management
Illinois
$94K 7,308 -6,930 -49%
AG
19
Advisor Group
Arizona
$89K 6,869 +2,107 +44%
RFC
20
Regions Financial Corp
Alabama
$71K 5,500 +5,500 New
CAC
21
Certified Advisory Corp
Florida
$52K 3,984 +69 +2%
FHB
22
First Hawaiian Bank
Hawaii
$40K 3,120 +3,120 New
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$31K 2,370 – –
Citigroup
24
Citigroup
New York
$30K 2,275 +325 +17%
PA
25
Parallel Advisors
California
$28K 2,150 +2,150 New
1
2