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PFD

Flaherty & Crumrine Preferred and Income Fund

43 hedge funds and large institutions have $18.7M invested in Flaherty & Crumrine Preferred and Income Fund in 2023 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more capital invested

Capital invested by funds: $14.3M → $18.7M (+$4.42M)

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

5% more funds holding

Funds holding: 4143 (+2)

2.63% more ownership

Funds ownership: 12.66%15.29% (+2.6%)

8% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 12

Holders
43
Holders Change
+2
Holders Change %
+4.88%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
13
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.02M +$1.72M +183,194 +82%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$2.41M -$110K -11,688 -5%
UBS Group
3
UBS Group
Switzerland
$1.44M -$304K -32,296 -18%
Bank of America
4
Bank of America
North Carolina
$1.41M +$1.26M +133,664 +1,438%
WAM
5
Wolverine Asset Management
Illinois
$1.09M -$36.2K -3,850 -3%
AA
6
AQR Arbitrage
Connecticut
$970K +$508K +54,057 +122%
Osaic Holdings
7
Osaic Holdings
Arizona
$909K -$100K -10,661 -10%
SIA
8
Sit Investment Associates
Minnesota
$832K +$720K +76,567 +1,005%
PWS
9
Private Wealth Strategies
Ohio
$653K +$10.9K +1,161 +2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$589K +$41.5K +4,411 +8%
LCM
11
Landscape Capital Management
New Jersey
$456K +$434K +46,153 New
RCM
12
Robinson Capital Management
Michigan
$449K +$46.5K +4,947 +12%
LPL Financial
13
LPL Financial
California
$390K -$38K -4,042 -9%
LWM
14
LongView Wealth Management
Georgia
$297K +$276K +29,397 New
SA
15
SFI Advisors
New Jersey
$296K -$177K -18,864 -39%
Wells Fargo
16
Wells Fargo
California
$237K -$16.4K -1,741 -7%
RJA
17
Raymond James & Associates
Florida
$220K +$51.7K +5,500 +33%
DADC
18
D.A. Davidson & Co
Montana
$215K -$84K -8,940 -29%
MC
19
Matisse Capital
Oregon
$197K +$187K +19,898 New
SCM
20
Saba Capital Management
New York
$193K -$54.6K -5,804 -23%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$171K -$7.36K -783 -4%
Truist Financial
22
Truist Financial
North Carolina
$170K +$162K +17,198 New
WS
23
Wedbush Securities
California
$165K +$188 +20 +0.1%
PFC
24
Poplar Forest Capital
California
$152K
CF
25
Centaurus Financial
California
$151K -$815K -86,750 -85%

PFD Hedge Fund Activity: Q4 2023 in Review

43 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q4 2023, worth a combined $18.7M — up 31% from $14.3M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PFD positions and 7 closed out — a net gain of 2 holders — while 13 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.72M. The largest seller was Centaurus Financial, cutting an estimated $815K.

  • 43 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q4 2023, up from 41 in Q3 2023.
  • Funds reported $18.7M of Flaherty & Crumrine Preferred and Income Fund stock for Q4 2023, up 31% quarter-over-quarter.
  • 9 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q4 2023 and 7 closed out, a net change of +2 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q4 2023 was Morgan Stanley, an estimated $1.72M added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q4 2023 was Centaurus Financial, an estimated $815K sold.

Based on aggregated 13F filings for Q4 2023.