PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

41 hedge funds and large institutions have $14.3M invested in Flaherty & Crumrine Preferred and Income Fund in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 3 closing their positions.

Holders
41
Holders Change
+8
Holders Change %
+24.24%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
15
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$1.04M
2
AA
2
AQR Arbitrage
Connecticut
$403K
3
UBS Group
3
UBS Group
Switzerland
$1.63M
4
RCM
4
Robinson Capital Management
Michigan
$358K
5
SCM
5
Saba Capital Management
New York
$232K

Top Sellers

1
Invesco
1
Invesco
Georgia
$0
2
HBCM
2
Heron Bay Capital Management
Michigan
$0
3
PWPS
3
Pinnacle Wealth Planning Services
Ohio
$0
4
NA
4
NewEdge Advisors
Louisiana
$120K
5
Morgan Stanley
5
Morgan Stanley
New York
$2.04M
Name Market Value Shares Shares
Change 		Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$2.33M 255,605 +92 +0%
Morgan Stanley
2
Morgan Stanley
New York
$2.04M 223,200 -6,598 -3%
UBS Group
3
UBS Group
Switzerland
$1.63M 178,049 +41,636 +31%
WAM
4
Wolverine Asset Management
Illinois
$1.04M 114,050 +69,513 +156%
Osaic Holdings
5
Osaic Holdings
Arizona
$938K 102,712 +3,580 +4%
CF
6
Centaurus Financial
California
$932K 102,053 +4,394 +4%
PWS
7
Private Wealth Strategies
Ohio
$593K 64,906 +735 +1%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$504K 55,254 +538 +1%
SA
9
SFI Advisors
New Jersey
$446K 48,859 +3,500 +8%
AA
10
AQR Arbitrage
Connecticut
$403K 44,171 +44,171 New
LPL Financial
11
LPL Financial
California
$397K 43,479 -1,352 -3%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$397K 43,444 -2,912 -6%
RCM
13
Robinson Capital Management
Michigan
$358K 39,911 +39,911 New
DADC
14
D.A. Davidson & Co
Montana
$280K 30,715 +2,864 +10%
Wells Fargo
15
Wells Fargo
California
$234K 25,681 +566 +2%
SCM
16
Saba Capital Management
New York
$232K 25,375 +25,375 New
CFG
17
Cooper Financial Group
California
$184K 20,102 – –
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$165K 18,057 +471 +3%
RJA
19
Raymond James & Associates
Florida
$153K 16,807 +328 +2%
WS
20
Wedbush Securities
California
$152K 16,637 -3,878 -19%
PFC
21
Poplar Forest Capital
California
$141K 15,425 – –
NA
22
NewEdge Advisors
Louisiana
$120K 13,100 -16,124 -55%
HF
23
HRT Financial
New York
$110K 12,100 +12,100 New
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$101K 11,094 +11,094 New
Wealth Enhancement Advisory Services
25
Wealth Enhancement Advisory Services
Minnesota
$93.6K 10,247 +10,247 New
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