PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

21 hedge funds and large institutions have $4.67M invested in Flaherty & Crumrine Preferred and Income Fund in 2015 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 2 reducing their positions, and 5 closing their positions.

Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
10
Reduced
2
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$1.23M
2
Citigroup
2
Citigroup
New York
$157K
3
Morgan Stanley
3
Morgan Stanley
New York
$325K
4
Bank of America
4
Bank of America
North Carolina
$369K
5
UBS Group
5
UBS Group
Switzerland
$581K

Top Sellers

1
NCM
1
Noesis Capital Mangement
Florida
$0
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
CRC
3
Curi RMB Capital
Illinois
$506K
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$29K
5
FCCM
5
First City Capital Management
Georgia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$1.23M 93,509 +37,829 +68%
UBS Group
2
UBS Group
Switzerland
$581K 44,991 +2,560 +6%
CRC
3
Curi RMB Capital
Illinois
$506K 39,128 -7,141 -15%
Bank of America
4
Bank of America
North Carolina
$369K 28,537 +4,989 +21%
DADC
5
D.A. Davidson & Co
Montana
$348K 27,000 – –
PAG
6
Private Advisor Group
New Jersey
$339K 26,202 +706 +3%
Morgan Stanley
7
Morgan Stanley
New York
$325K 25,145 +8,782 +54%
CCM
8
Covington Capital Management
California
$229K 17,700 – –
Wells Fargo
9
Wells Fargo
California
$204K 15,835 +1,594 +11%
Citigroup
10
Citigroup
New York
$157K 12,149 +12,149 New
OA
11
Oxbow Advisors
Texas
$144K 11,112 +116 +1%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$31K 2,370 – –
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$29K 2,300 -1,500 -39%
Creative Planning
14
Creative Planning
Kansas
$26K 2,000 – –
IA
15
IFP Advisors
Florida
$26K 2,000 +2,000 New
AIG
16
American International Group
New York
$25K 1,861 +14 +0.8%
MFS
17
MSI Financial Services
Massachusetts
$25K 1,901 +25 +1%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$24K 1,800 – –
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$20K 1,600 +200 +14%
MFW
20
Mosaic Family Wealth
Missouri
$18K 1,436 +1,436 New
WEC
21
Winslow Evans & Crocker
Massachusetts
$11.4K 886 – –
NCM
22
Noesis Capital Mangement
Florida
– – -16,000 Closed
WAM
23
Wolverine Asset Management
Illinois
– – -14,846 Closed
FCCM
24
First City Capital Management
Georgia
– – -643 Closed
WCM
25
Windsor Capital Management
Arizona
– – -200 Closed
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