PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

22 hedge funds and large institutions have $6.89M invested in Flaherty & Crumrine Preferred and Income Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 4 closing their positions.

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.59%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
9
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$1.18M
2
LPL Financial
2
LPL Financial
California
$1.95M
3
HK
3
Horizon Kinetics
New York
$474K
4
Lido Advisors
4
Lido Advisors
California
$255K
5
NCM
5
Noesis Capital Mangement
Florida
$208K

Top Sellers

1
CRC
1
Curi RMB Capital
Illinois
$0
2
Citigroup
2
Citigroup
New York
$0
3
DADC
3
D.A. Davidson & Co
Montana
$340K
4
IA
4
IFP Advisors
Florida
$0
5
MFW
5
Mosaic Family Wealth
Missouri
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$1.95M 138,659 +45,150 +48%
Morgan Stanley
2
Morgan Stanley
New York
$1.18M 83,319 +58,174 +231%
UBS Group
3
UBS Group
Switzerland
$621K 43,768 -1,223 -3%
HK
4
Horizon Kinetics
New York
$474K 33,392 +33,392 New
PAG
5
Private Advisor Group
New Jersey
$444K 31,262 +5,060 +19%
Bank of America
6
Bank of America
North Carolina
$389K 27,404 -1,133 -4%
DADC
7
D.A. Davidson & Co
Montana
$340K 24,000 -3,000 -11%
Lido Advisors
8
Lido Advisors
California
$255K 18,000 +18,000 New
CCM
9
Covington Capital Management
California
$251K 17,700 – –
Wells Fargo
10
Wells Fargo
California
$225K 15,835 – –
NCM
11
Noesis Capital Mangement
Florida
$208K 14,650 +14,650 New
OA
12
Oxbow Advisors
Texas
$158K 11,152 +40 +0.4%
Creative Planning
13
Creative Planning
Kansas
$124K 8,767 +6,767 +338%
MFS
14
MSI Financial Services
Massachusetts
$55K 3,874 +1,973 +104%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$54K 3,815 +2,215 +138%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$34K 2,370 – –
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$34K 2,447 +147 +6%
AIG
18
American International Group
New York
$27K 1,875 +14 +0.8%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$26K 1,800 – –
WEC
20
Winslow Evans & Crocker
Massachusetts
$12.6K 885 -1 -0.1%
HR
21
Howe & Rusling
New York
– – – –
GWM
22
Geneos Wealth Management
Colorado
$9K 660 +660 New
TRCT
23
Tower Research Capital (TRC)
New York
$5K 380 +380 New
CRC
24
Curi RMB Capital
Illinois
– – -39,128 Closed
Citigroup
25
Citigroup
New York
– – -12,149 Closed
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