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PFD

Flaherty & Crumrine Preferred and Income Fund

22 hedge funds and large institutions have $6.89M invested in Flaherty & Crumrine Preferred and Income Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 4

48% more capital invested

Capital invested by funds: $4.67M → $6.89M (+$2.22M)

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

5% more funds holding

Funds holding: 2122 (+1)

1.14% more ownership

Funds ownership: 3.25%4.4% (+1.1%)

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$1.95M +$600K +45,150 +48%
Morgan Stanley
2
Morgan Stanley
New York
$1.18M +$773K +58,174 +231%
UBS Group
3
UBS Group
Switzerland
$621K -$16.3K -1,223 -3%
HK
4
Horizon Kinetics
New York
$474K +$444K +33,392 New
PAG
5
Private Advisor Group
New Jersey
$444K +$67.3K +5,060 +19%
Bank of America
6
Bank of America
North Carolina
$389K -$15.1K -1,133 -4%
DADC
7
D.A. Davidson & Co
Montana
$340K -$39.9K -3,000 -11%
Lido Advisors
8
Lido Advisors
California
$255K +$239K +18,000 New
CCM
9
Covington Capital Management
California
$251K
Wells Fargo
10
Wells Fargo
California
$225K
NCM
11
Noesis Capital Mangement
Florida
$208K +$195K +14,650 New
OA
12
Oxbow Advisors
Texas
$158K +$532 +40 +0.4%
Creative Planning
13
Creative Planning
Kansas
$124K +$89.9K +6,767 +338%
MFS
14
MSI Financial Services
Massachusetts
$55K +$26.2K +1,973 +104%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$54K +$29.4K +2,215 +138%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$34K
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$34K +$1.95K +147 +6%
AIG
18
American International Group
New York
$27K +$186 +14 +0.8%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$26K
WEC
20
Winslow Evans & Crocker
Massachusetts
$12.6K -$13 -1 -0.1%
HR
21
Howe & Rusling
New York
$9K
GWM
22
Geneos Wealth Management
Colorado
$9K +$8.77K +660 New
TRCT
23
Tower Research Capital (TRC)
New York
$5K +$5.05K +380 New
CRC
24
Curi RMB Capital
Illinois
-$506K -39,128 Closed
Citigroup
25
Citigroup
New York
-$157K -12,149 Closed

PFD Hedge Fund Activity: Q1 2016 in Review

22 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q1 2016, worth a combined $6.89M — up 48% from $4.67M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PFD positions and 4 closed out — a net gain of 1 holder — while 9 added to existing stakes and 4 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $773K. The largest seller was Curi RMB Capital, exiting entirely with an estimated $506K sold.

  • 22 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q1 2016, up from 21 in Q4 2015.
  • Funds reported $6.89M of Flaherty & Crumrine Preferred and Income Fund stock for Q1 2016, up 48% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q1 2016 and 4 closed out, a net change of +1 holder.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q1 2016 was Morgan Stanley, an estimated $773K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q1 2016 was Curi RMB Capital, an estimated $506K sold.

Based on aggregated 13F filings for Q1 2016.