Rockefeller Capital Management’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Rockefeller Capital Management’s Portfolio PFD Stock Details PFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$116K	Buy	10,400 +127	+1%	+$1.49K	﹤0.01%	2788
2025 Q4	$122K	Buy	10,273 +129	+1%	+$1.53K	﹤0.01%	2620
2025 Q3	$122K	Buy	+10,144	New	+$117K	﹤0.01%	2493
2023 Q1	–	Sell	-3,000	Closed	-$33K	–	3350
2022 Q4	$33K	Hold	3,000	–	–	﹤0.01%	2583
2022 Q3	$31K	Sell	3,000 -856	-22%	-$10.5K	﹤0.01%	2575
2022 Q2	$48K	Buy	3,856 +1,356	+54%	+$17.1K	﹤0.01%	2313
2022 Q1	$34K	Hold	2,500	–	–	﹤0.01%	2488
2021 Q4	$43K	Hold	2,500	–	–	﹤0.01%	2285
2021 Q3	$39K	Hold	2,500	–	–	﹤0.01%	2260
2021 Q2	$41K	Hold	2,500	–	–	﹤0.01%	2166
2021 Q1	$44K	Hold	2,500	–	–	﹤0.01%	1942
2020 Q4	$47K	Hold	2,500	–	–	﹤0.01%	1705
2020 Q3	$41K	Sell	2,500 -100	-4%	-$1.56K	﹤0.01%	1564
2020 Q2	$38K	Hold	2,600	–	–	﹤0.01%	1484
2020 Q1	$31K	Buy	+2,600	New	+$38.4K	﹤0.01%	1384

Other funds holding PFD

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

CBU

CIBC Bancorp USA Chicago, Illinois $74.4B AUM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MOS

MGO One Seven Beachwood, Ohio $4.98B AUM 22.72% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return

Rockefeller Capital Management's PFD Position: Q1 2026 in Review

Rockefeller Capital Management increased its Flaherty & Crumrine Preferred and Income Fund (PFD) stake by 1.2% in Q1 2026, buying an estimated $1.49K and bringing the position to 10,400 shares worth $116K. The position accounts for ﹤0.01% of the portfolio, ranked #2788.

Rockefeller Capital Management first reported a position in PFD in Q1 2020 and has held it in 15 quarters since. The position peaked at $122K in Q4 2025. 50 funds tracked by Wall St. Rank hold PFD as of Q1 2026.

Rockefeller Capital Management held 10,400 shares of Flaherty & Crumrine Preferred and Income Fund worth $116K as of Q1 2026.
Rockefeller Capital Management bought 127 Flaherty & Crumrine Preferred and Income Fund shares in Q1 2026, an estimated $1.49K.
Flaherty & Crumrine Preferred and Income Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2788 holding.
Rockefeller Capital Management first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q1 2020 and has held it in 15 quarters since.
Rockefeller Capital Management's Flaherty & Crumrine Preferred and Income Fund position peaked at $122K in Q4 2025.
50 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.