U
PFD

UBS’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

UBS’s Portfolio PFD Stock Details PFD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$755K Buy
55,060
+1,346
+3% +$18.8K ﹤0.01% 3856
2014
Q2 		$785K Buy
53,714
+4,434
+9% +$64.2K ﹤0.01% 3780
2014
Q1 		$684K Buy
49,280
+459
+0.9% +$5.96K ﹤0.01% 3911
2013
Q4 		$599K Buy
48,821
+8
+0% +$100 ﹤0.01% 4125
2013
Q3 		$606K Buy
48,813
+6,675
+16% +$85.6K ﹤0.01% 3919
2013
Q2 		$593K Buy
+42,138
New +$626K ﹤0.01% 3931

Other funds holding PFD

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
DADC
D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
CCM
Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return
NCM
Noesis Capital Mangement Boca Raton, Florida $676M AUM 34.17% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS's PFD Position: Q3 2014 in Review

UBS increased its Flaherty & Crumrine Preferred and Income Fund (PFD) stake by 2.5% in Q3 2014, buying an estimated $18.8K and bringing the position to 55,060 shares worth $755K. The position accounts for ﹤0.01% of the portfolio, ranked #3856.

UBS first reported a position in PFD in Q2 2013 and has held it in 6 quarters since. The position peaked at $785K in Q2 2014. 20 funds tracked by Wall St. Rank hold PFD as of Q3 2014.

  • UBS held 55,060 shares of Flaherty & Crumrine Preferred and Income Fund worth $755K as of Q3 2014.
  • UBS bought 1,346 Flaherty & Crumrine Preferred and Income Fund shares in Q3 2014, an estimated $18.8K.
  • Flaherty & Crumrine Preferred and Income Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3856 holding.
  • UBS first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q2 2013 and has held it in 6 quarters since.
  • UBS's Flaherty & Crumrine Preferred and Income Fund position peaked at $785K in Q2 2014.
  • 20 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.