SBIA
PFD

Sheaff Brock Investment Advisors’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio PFD Stock Details PFD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q1 		– Sell
-12,000
Closed -$227K – 515
2020
Q4 		$227K Buy
12,000
+900
+8% +$16.3K 0.02% 395
2020
Q3 		$183K Buy
+11,100
New +$173K 0.02% 399

Other funds holding PFD

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PWS
Private Wealth Strategies New Albany, Ohio $498M AUM 17.23% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
CCA
Cadent Capital Advisors Tulsa, Oklahoma $485M AUM 45.96% 1-Year Est. Return
DADC
D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

Sheaff Brock Investment Advisors's PFD Position: Q1 2021 in Review

Sheaff Brock Investment Advisors sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q1 2021, closing a stake of 12,000 shares — an estimated $227K sold.

Sheaff Brock Investment Advisors first reported a position in PFD in Q3 2020 and held it in 2 quarters. The position peaked at $227K in Q4 2020. 42 funds tracked by Wall St. Rank hold PFD as of Q1 2021.

  • Sheaff Brock Investment Advisors reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q1 2021 after selling out during the quarter.
  • Sheaff Brock Investment Advisors sold 12,000 Flaherty & Crumrine Preferred and Income Fund shares in Q1 2021, an estimated $227K.
  • Sheaff Brock Investment Advisors first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q3 2020 and held it in 2 quarters.
  • Sheaff Brock Investment Advisors's Flaherty & Crumrine Preferred and Income Fund position peaked at $227K in Q4 2020.
  • 42 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q1 2021.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2021, filed 11 May 2021.