NES
PFD

New England Securities’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

New England Securities’s Portfolio PFD Stock Details PFD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-600
Closed -$9K – 1734
2014
Q2 		$9K Buy
+600
New +$8.68K ﹤0.01% 1146

Other funds holding PFD

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
DADC
D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
CCM
Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return
NCM
Noesis Capital Mangement Boca Raton, Florida $676M AUM 34.17% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

New England Securities's PFD Position: Q3 2014 in Review

New England Securities sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q3 2014, closing a stake of 600 shares — an estimated $9K sold.

New England Securities first reported a position in PFD in Q2 2014 and held it in 1 quarter. The position peaked at $9K in Q2 2014. 20 funds tracked by Wall St. Rank hold PFD as of Q3 2014.

  • New England Securities reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q3 2014 after selling out during the quarter.
  • New England Securities sold 600 Flaherty & Crumrine Preferred and Income Fund shares in Q3 2014, an estimated $9K.
  • New England Securities first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q2 2014 and held it in 1 quarter.
  • New England Securities's Flaherty & Crumrine Preferred and Income Fund position peaked at $9K in Q2 2014.
  • 20 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q3 2014.

Based on New England Securities's 13F filing for Q3 2014, filed 5 Nov 2014.