Smith Asset Management’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Smith Asset Management’s Portfolio PFD Stock Details PFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$770K	Sell	71,468 -1,200	-2%	-$13.5K	0.63%	43
2026 Q2	$845K	Sell	72,668 -1,397	-2%	-$16K	0.66%	43
2026 Q1	$828K	Sell	74,065 -31,853	-30%	-$374K	0.71%	42
2025 Q4	$1.18M	Sell	105,918 -1,075	-1%	-$12.7K	0.97%	35
2025 Q3	$1.21M	Buy	106,993 +30,861	+41%	+$357K	1.03%	35
2025 Q2	$861K	Buy	76,132 +1,248	+2%	+$13.7K	0.74%	38
2025 Q1	$840K	Sell	74,884 -935	-1%	-$10.5K	0.79%	35
2024 Q4	$852K	Buy	+75,819	New	+$875K	0.83%	37

Other funds holding PFD

Pathway Financial Advisors South Burlington, Vermont $905M AUM 11.33% 1-Year Est. Return

Hennion & Walsh Asset Management Parsippany, New Jersey $3.42B AUM 25.82% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 7.64% 1-Year Est. Return

Farther Finance Advisors San Francisco, California $14.2B AUM 18.33% 1-Year Est. Return

CoreCap Advisors Southfield, Michigan $3.48B AUM 21.43% 1-Year Est. Return

HWP

Highline Wealth Partners Sherman Oaks, California $527M AUM 13.86% 1-Year Est. Return

Blue Trust Inc Alpharetta, Georgia $9.5B AUM 13.02% 1-Year Est. Return

Smith Asset Management's PFD Position: Q3 2026 in Review

Smith Asset Management reduced its Flaherty & Crumrine Preferred and Income Fund (PFD) stake by 1.7% in Q3 2026, selling an estimated $13.5K and leaving 71,468 shares worth $770K. The position accounts for 0.63% of the portfolio, ranked #43.

Smith Asset Management first reported a position in PFD in Q4 2024 and has held it in 8 quarters since. The position peaked at $1.21M in Q3 2025. 9 funds tracked by Wall St. Rank hold PFD as of Q3 2026.

Smith Asset Management held 71,468 shares of Flaherty & Crumrine Preferred and Income Fund worth $770K as of Q3 2026.
Smith Asset Management sold 1,200 Flaherty & Crumrine Preferred and Income Fund shares in Q3 2026, an estimated $13.5K.
Flaherty & Crumrine Preferred and Income Fund made up 0.63% of Smith Asset Management's portfolio in Q3 2026, its #43 holding.
Smith Asset Management first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q4 2024 and has held it in 8 quarters since.
Smith Asset Management's Flaherty & Crumrine Preferred and Income Fund position peaked at $1.21M in Q3 2025.
9 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q3 2026.

Based on Smith Asset Management's 13F filing for Q3 2026, filed 16 Oct 2026.