SAM

Smith Asset Management Portfolio holdings

AUM $106M

AUM

$106M

AUM Growth

–

Cap. Flow

+$106M

Cap. Flow % of AUM

100%

Top 10 Holdings %Top 10 Hldgs %

43.56%

Holding

New

Increased

–

Reduced

–

Closed

–

Top Buys

1	Berkshire Hathaway Class B BRK.B	$7.11M
2	Ares Capital ARCC	$6.11M
3	MCI Barings Corporate Investors MCI	$5.09M
4	Nuveen Preferred Securities & Income Opportunities Fund JPI	$4.87M
5	AWF AllianceBernstein Global High Income Fund AWF	$4.57M

Top Sells

No sells this quarter

Sector Composition

1	Financials	15.96%
2	Real Estate	3.99%
3	Technology	1.52%
4	Utilities	1.34%
5	Consumer Discretionary	0.64%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1	1 Berkshire Hathaway Class B BRK.B $1.09T	$7.11M	6.7%	13,349	New	+$7.11M
2	2 Ares Capital ARCC $14.9B	$6.11M	5.76%	275,616	New	+$6.11M
3	MCI 3 Barings Corporate Investors MCI $388M	$5.09M	4.79%	217,070	New	+$5.09M
4	4 Nuveen Preferred Securities & Income Opportunities Fund JPI $292M	$4.87M	4.59%	247,567	New	+$4.87M
5	AWF 5 AllianceBernstein Global High Income Fund AWF $932M	$4.57M	4.3%	425,597	New	+$4.57M
6	6 DNP Select Income Fund DNP $3.59B	$4.19M	3.95%	423,516	New	+$4.19M
7	RFI 7 Cohen & Steers Total Return Realty Fund RFI $319M	$4.17M	3.93%	345,261	New	+$4.17M
8	8 Calamos Strategic Total Return Fund CSQ $2.76B	$3.72M	3.51%	229,965	New	+$3.72M
9	9 BlackRock Enhanced International Dividend Trust BGY $533M	$3.2M	3.02%	571,203	New	+$3.2M
10	10 BlackRock Credit Allocation Income Trust BTZ $987M	$3.19M	3.01%	297,832	New	+$3.19M
11	FFA 11 First Trust Enhanced Equity Income Fund FFA $393M	$3.15M	2.97%	163,234	New	+$3.15M
12	12 Nuveen Preferred & Income Opportunities Fund JPC $2.5B	$2.84M	2.68%	357,253	New	+$2.84M
13	13 Cohen & Steers Select Preferred & Income Fund PSF $236M	$2.75M	2.59%	137,342	New	+$2.75M
14	14 SPDR S&P 500 ETF Trust SPY $618B	$2.74M	2.59%	4,906	New	+$2.74M
15	15 Cohen & Steers Infrastructure Fund UTF $2.46B	$2.71M	2.55%	105,931	New	+$2.71M
16	16 Reaves Utility Income Fund UTG $3.01B	$2.62M	2.47%	80,660	New	+$2.62M
17	17 PIMCO Corporate & Income Opportunity Fund PTY $2.52B	$2.42M	2.28%	167,163	New	+$2.42M
18	FLC 18 Flaherty & Crumrine Total Return Fund FLC $175M	$2.34M	2.2%	139,384	New	+$2.34M
19	19 Annaly Capital Management NLY $11.3B	$2.2M	2.08%	108,552	New	+$2.2M
20	PCN 20 PIMCO Corporate & Income Strategy Fund PCN $818M	$2.16M	2.03%	157,959	New	+$2.16M
21	21 PIMCO Dynamic Income Fund PDI $6.95B	$2.07M	1.95%	104,423	New	+$2.07M
22	DFP 22 Flaherty & Crumrine Dynamic Preferred and Income Fund DFP $415M	$1.99M	1.87%	98,096	New	+$1.99M
23	HQH 23 abrdn Healthcare Investors HQH $805M	$1.96M	1.85%	120,719	New	+$1.96M
24	24 BlackRock Debt Strategies Fund DSU $541M	$1.89M	1.78%	180,905	New	+$1.89M
25	25 Apple AAPL $3.01T	$1.61M	1.52%	7,243	New	+$1.61M