SAM

Smith Asset Management Portfolio holdings

AUM $117M
1-Year Est. Return 4.59%
This Quarter Est. Return
1 Year Est. Return
+4.59%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$117M
AUM Growth
+$1.57M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
71
New
Increased
Reduced
Closed

Top Buys

1
+$4.85M
2
+$527K
3
+$467K
4
PFD
Flaherty & Crumrine Preferred and Income Fund
PFD
+$350K
5
VGT icon
Vanguard Information Technology ETF
VGT
+$260K

Top Sells

1
+$5.03M
2
+$722K
3
+$355K
4
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$322K
5
PFO
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
+$298K

Sector Composition

1 Financials 16.23%
2 Real Estate 3.93%
3 Technology 2.17%
4 Utilities 0.97%
5 Consumer Discretionary 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPC icon
1
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$7.74M 6.59%
944,134
+591,082
BRK.B icon
2
Berkshire Hathaway Class B
BRK.B
$1.09T
$7.05M 6.01%
13,976
+1,045
ARCC icon
3
Ares Capital
ARCC
$14.8B
$6.05M 5.15%
296,523
+2,341
AWF
4
AllianceBernstein Global High Income Fund
AWF
$932M
$4.6M 3.92%
410,637
-4,995
CSQ icon
5
Calamos Strategic Total Return Fund
CSQ
$3.04B
$4.4M 3.75%
227,982
-1,090
DNP icon
6
DNP Select Income Fund
DNP
$3.74B
$4.22M 3.59%
421,102
-1,311
RFI
7
Cohen & Steers Total Return Realty Fund
RFI
$300M
$4.07M 3.47%
336,211
-5,690
SPY icon
8
SPDR S&P 500 ETF Trust
SPY
$698B
$3.88M 3.3%
5,811
+107
MCI
9
Barings Corporate Investors
MCI
$423M
$3.81M 3.25%
183,634
-3,970
FFA
10
First Trust Enhanced Equity Income Fund
FFA
$435M
$3.41M 2.91%
158,566
-3,615
BTZ icon
11
BlackRock Credit Allocation Income Trust
BTZ
$1.01B
$3.17M 2.7%
286,818
-7,730
UTG icon
12
Reaves Utility Income Fund
UTG
$3.35B
$3.14M 2.67%
79,260
-677
VGT icon
13
Vanguard Information Technology ETF
VGT
$114B
$3.09M 2.63%
4,140
+348
BGY icon
14
BlackRock Enhanced International Dividend Trust
BGY
$521M
$2.98M 2.54%
518,992
-25,554
PSF icon
15
Cohen & Steers Select Preferred & Income Fund
PSF
$245M
$2.8M 2.38%
134,523
-1,363
PDI icon
16
PIMCO Dynamic Income Fund
PDI
$7.56B
$2.74M 2.33%
138,217
+11,002
PCN
17
PIMCO Corporate & Income Strategy Fund
PCN
$847M
$2.57M 2.19%
192,064
+9,352
AAPL icon
18
Apple
AAPL
$4.23T
$2.54M 2.17%
9,931
+416
UTF icon
19
Cohen & Steers Infrastructure Fund
UTF
$2.36B
$2.45M 2.08%
98,699
-2,215
NLY icon
20
Annaly Capital Management
NLY
$15.6B
$2.4M 2.05%
118,930
+1,286
FLC
21
Flaherty & Crumrine Total Return Fund
FLC
$182M
$2.33M 1.98%
130,618
-2,205
PTY icon
22
PIMCO Corporate & Income Opportunity Fund
PTY
$2.53B
$2.32M 1.97%
160,326
-24,582
DFP
23
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$434M
$2.19M 1.86%
101,043
+954
HQH
24
abrdn Healthcare Investors
HQH
$1.01B
$2.17M 1.85%
117,345
-2,175
DSU icon
25
BlackRock Debt Strategies Fund
DSU
$636M
$1.95M 1.66%
183,186
+2,816
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