SAM

Smith Asset Management Portfolio holdings

AUM $106M

This Quarter Return

+2.83%

1 Year Return

–

3 Year Return

–

5 Year Return

–

10 Year Return

–

AUM

$106M

AUM Growth

+$3.44M (+3%)

Cap. Flow

+$1.08M

Cap. Flow % of AUM

1.02%

Top 10 Holdings %Top 10 Hldgs %

43.56%

Holding

New

Increased

Reduced

Closed

Top Buys

1	Vanguard Industrials ETF VIS	$521K
2	SPDR S&P 500 ETF Trust SPY	$502K
3	Berkshire Hathaway Class B BRK.B	$456K
4	Vanguard Information Technology ETF VGT	$437K
5	Apple AAPL	$371K

Top Sells

1	HYB New America High Income Fund, Inc. HYB	$1.44M
2	Equitable Holdings EQH	$1.05M
3	SEVN Seven Hills Realty Trust SEVN	$432K
4	MUI BlackRock Municipal Income Fund, Inc. MUI	$158K
5	AWF AllianceBernstein Global High Income Fund AWF	$69.9K

Sector Composition

1	Financials	15.96%
2	Real Estate	3.99%
3	Technology	1.52%
4	Utilities	1.34%
5	Consumer Discretionary	0.64%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1	1 Berkshire Hathaway Class B BRK.B $1.02T	$7.11M	6.7%	13,349 +856	+7%	+$456K
2	2 Ares Capital ARCC $16.1B	$6.11M	5.76%	275,616 +5,891	+2%	+$131K
3	MCI 3 Barings Corporate Investors MCI $436M	$5.09M	4.79%	217,070 -687	-0.3%	-$16.1K
4	4 Nuveen Preferred Securities & Income Opportunities Fund JPI $287M	$4.87M	4.59%	247,567 -3,046	-1%	-$59.9K
5	AWF 5 AllianceBernstein Global High Income Fund AWF $953M	$4.57M	4.3%	425,597 -6,518	-2%	-$69.9K
6	6 DNP Select Income Fund DNP $3.62B	$4.19M	3.95%	423,516 +6,094	+1%	+$60.3K
7	RFI 7 Cohen & Steers Total Return Realty Fund RFI $319M	$4.17M	3.93%	345,261 -1,806	-0.5%	-$21.8K
8	8 Calamos Strategic Total Return Fund CSQ $2.93B	$3.72M	3.51%	229,965 +980	+0.4%	+$15.9K
9	9 BlackRock Enhanced International Dividend Trust BGY $532M	$3.2M	3.02%	571,203 -9,880	-2%	-$55.4K
10	10 BlackRock Credit Allocation Income Trust BTZ $1.01B	$3.19M	3.01%	297,832 -5,519	-2%	-$59.2K
11	FFA 11 First Trust Enhanced Equity Income Fund FFA $414M	$3.15M	2.97%	163,234 -2,707	-2%	-$52.3K
12	12 Nuveen Preferred & Income Opportunities Fund JPC $2.58B	$2.84M	2.68%	357,253 -2,838	-0.8%	-$22.6K
13	13 Cohen & Steers Select Preferred & Income Fund PSF $242M	$2.75M	2.59%	137,342 -1,245	-0.9%	-$24.9K
14	14 SPDR S&P 500 ETF Trust SPY $647B	$2.74M	2.59%	4,906 +898	+22%	+$502K
15	15 Cohen & Steers Infrastructure Fund UTF $2.57B	$2.71M	2.55%	105,931 -1,094	-1%	-$28K
16	16 Reaves Utility Income Fund UTG $3.29B	$2.62M	2.47%	80,660 -227	-0.3%	-$7.39K
17	17 PIMCO Corporate & Income Opportunity Fund PTY $2.58B	$2.42M	2.28%	167,163 +3,175	+2%	+$45.9K
18	FLC 18 Flaherty & Crumrine Total Return Fund FLC $180M	$2.34M	2.2%	139,384 -858	-0.6%	-$14.4K
19	19 Annaly Capital Management NLY $12B	$2.2M	2.08%	108,552 +1,644	+2%	+$33.4K
20	PCN 20 PIMCO Corporate & Income Strategy Fund PCN $804M	$2.16M	2.03%	157,959 +20,580	+15%	+$281K
21	21 PIMCO Dynamic Income Fund PDI $7.17B	$2.07M	1.95%	104,423 +14,545	+16%	+$288K
22	DFP 22 Flaherty & Crumrine Dynamic Preferred and Income Fund DFP $428M	$1.99M	1.87%	98,096 +3,080	+3%	+$62.3K
23	HQH 23 abrdn Healthcare Investors HQH $845M	$1.96M	1.85%	120,719 -2,362	-2%	-$38.4K
24	24 BlackRock Debt Strategies Fund DSU $542M	$1.89M	1.78%	180,905 +8,840	+5%	+$92.3K
25	25 Apple AAPL $3.16T	$1.61M	1.52%	7,243 +1,672	+30%	+$371K