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Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$127M
AUM Growth
+$10.6M
Cap. Flow
+$2.31M
Cap. Flow %
1.81%
Top 10 Hldgs %
40.88%
Holding
75
New
4
Increased
14
Reduced
47
Closed
5

Top Buys

1
MSFT icon
Microsoft
MSFT
+$957K
2
GRID
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
+$874K
3
VGT icon
Vanguard Information Technology ETF
VGT
+$724K
4
VIS icon
Vanguard Industrials ETF
VIS
+$694K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$610K

Top Sells

1
VB icon
Vanguard Small-Cap ETF
VB
+$853K
2
VDE icon
Vanguard Energy ETF
VDE
+$623K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$607K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$234K
5
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$162K

Sector Composition

1 Financials 15.03%
2 Technology 4.51%
3 Real Estate 4.45%
4 Consumer Discretionary 1.33%
5 Utilities 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
1
Berkshire Hathaway Class B
BRK.B
$1.06T
$7.97M 6.27%
15,920
+377
+2% +$181K
JPC icon
2
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$7.02M 5.52%
890,862
-20,542
-2% -$162K
ARCC icon
3
Ares Capital
ARCC
$13.8B
$6.48M 5.1%
349,766
+5,487
+2% +$102K
VGT icon
4
Vanguard Information Technology ETF
VGT
$139B
$5.46M 4.3%
45,680
+6,616
+17% +$724K
CSQ icon
5
Calamos Strategic Total Return Fund
CSQ
$3.24B
$4.66M 3.67%
226,606
-3,250
-1% -$64.1K
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$4.49M 3.53%
6,014
+33
+0.6% +$23.9K
DNP icon
7
DNP Select Income Fund
DNP
$4.17B
$4.27M 3.36%
396,153
-5,778
-1% -$61.6K
AWF
8
AllianceBernstein Global High Income Fund
AWF
$873M
$3.98M 3.13%
386,580
-7,517
-2% -$77.2K
AAPL icon
9
Apple
AAPL
$4.9T
$3.85M 3.03%
13,293
+628
+5% +$180K
RFI
10
Cohen & Steers Total Return Realty Fund
RFI
$307M
$3.78M 2.97%
333,654
-5,977
-2% -$68K
VIS icon
11
Vanguard Industrials ETF
VIS
$8.12B
$3.59M 2.82%
9,954
+2,049
+26% +$694K
FFA
12
First Trust Enhanced Equity Income Fund
FFA
$455M
$3.35M 2.63%
149,777
-3,465
-2% -$76.8K
UTG icon
13
Reaves Utility Income Fund
UTG
$3.65B
$3.01M 2.37%
73,879
-1,501
-2% -$62.7K
MCI
14
Barings Corporate Investors
MCI
$348M
$2.98M 2.34%
169,554
-3,367
-2% -$59K
PCN
15
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$2.9M 2.28%
242,388
-2,052
-0.8% -$24.4K
NLY icon
16
Annaly Capital Management
NLY
$16.9B
$2.81M 2.21%
125,746
-263
-0.2% -$5.81K
BTZ icon
17
BlackRock Credit Allocation Income Trust
BTZ
$953M
$2.79M 2.2%
273,343
-2,945
-1% -$30.1K
BGY icon
18
BlackRock Enhanced International Dividend Trust
BGY
$514M
$2.75M 2.16%
478,458
-3,422
-0.7% -$19.5K
PDI icon
19
PIMCO Dynamic Income Fund
PDI
$7.55B
$2.69M 2.11%
160,826
-1,666
-1% -$28.3K
PSF icon
20
Cohen & Steers Select Preferred & Income Fund
PSF
$239M
$2.61M 2.05%
129,643
-917
-0.7% -$18.1K
UTF icon
21
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$2.59M 2.04%
93,866
-1,014
-1% -$27.3K
HQH
22
abrdn Healthcare Investors
HQH
$1.19B
$2.48M 1.95%
112,724
-2,537
-2% -$50K
FLC
23
Flaherty & Crumrine Total Return Fund
FLC
$177M
$2.1M 1.65%
124,011
-2,120
-2% -$35.9K
QQQ icon
24
Invesco QQQ Trust
QQQ
$466B
$2.02M 1.59%
2,747
+886
+48% +$610K
PTY icon
25
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$2.02M 1.59%
167,505
+2,303
+1% +$27.6K
1
2 3

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Smith Asset Management's Q2 2026 Portfolio in Review

As of Q2 2026, Smith Asset Management held 75 positions worth $127M, up 9.1% from $117M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Smith Asset Management's Q2 2026 filing shows 4 new, 14 increased, 47 reduced and 5 closed positions. Its largest new stake was First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund: 4,654 shares worth $892K. The largest sale was Vanguard Small-Cap ETF, an estimated $853K.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Technology and Real Estate.

  • Smith Asset Management's largest Q2 2026 buy was First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund: 4,654 shares worth $892K.
  • Smith Asset Management added most to Microsoft in Q2 2026, an estimated $957K increase.
  • Smith Asset Management's biggest Q2 2026 reduction was Nuveen Preferred & Income Opportunities Fund, cutting an estimated $162K.
  • Smith Asset Management fully exited Vanguard Small-Cap ETF in Q2 2026, selling an estimated $853K.
  • Smith Asset Management's ten largest holdings make up 41% of its $127M portfolio in Q2 2026.
  • Smith Asset Management opened 4 new positions and closed 5 in Q2 2026.
  • Smith Asset Management's portfolio value rose 9.1% quarter-over-quarter to $127M.

Based on Smith Asset Management's 13F filing for Q2 2026, filed 14 Jul 2026.