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Smith Asset Management Portfolio holdings
AUM
$123M
Turnover
9.33%
1-Year Est. Return
1.3%
This Fund
S&P 500
This Quarter Est. Return
-3.63%
1 Year Est. Return
-1.3%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$123M
AUM Growth
-$4.38M
(-3.4%)
Cap. Flow
+$1.42M
Cap. Flow % of AUM
Cap. Flow %
1.16%
Top 10 Holdings %
Top 10 Hldgs %
41.02%
Holding
75
New
5
Increased
17
Reduced
47
Closed
2
Avg Time Held
1.5
years
Top 10 Avg Time Held
1.2
years
Top 20 Avg Time Held
1.4
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$787K |
| 2 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$720K |
| 3 |
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
|
+$332K |
| 4 |
Vanguard Industrials ETF
VIS
|
+$331K |
| 5 |
Vanguard Morningstar Growth ETF
VUG
|
+$319K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Calamos Strategic Total Return Fund
CSQ
|
+$256K |
| 2 |
Apple
AAPL
|
+$214K |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$211K |
| 4 |
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
|
+$208K |
| 5 |
BlackRock Enhanced International Dividend Trust
BGY
|
+$164K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.22% |
| 2 | Financials | 15.33% |
| 3 | Technology | 5.71% |
| 4 | Real Estate | 3.89% |
| 5 | Consumer Discretionary | 1.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
Berkshire Hathaway Class B
BRK.B
$1.16T
| $7.72M | 6.29% |
15,501
-419
| -3% | -$211K |
2024 Q4
7 quarters
|
|
2
Ares Capital
ARCC
$13.3B
| $6.73M | 5.48% |
352,408
+2,642
| +0.8% | +$51.2K |
2024 Q4
7 quarters
|
|
3
Nuveen Preferred & Income Opportunities Fund
JPC
$2.56B
| $5.96M | 4.86% |
874,373
-16,489
| -2% | -$124K |
2024 Q4
7 quarters
|
|
4
Vanguard Information Technology ETF
VGT
$148B
| $5.79M | 4.72% |
46,070
+390
| +0.9% | +$46.3K |
2024 Q4
7 quarters
|
|
5
State Street SPDR S&P 500 ETF Trust
SPY
$820B
| $4.7M | 3.83% |
6,168
+154
| +3% | +$117K |
2024 Q4
7 quarters
|
|
|
6
Calamos Strategic Total Return Fund
CSQ
$3.21B
| $4.37M | 3.56% |
214,209
-12,397
| -5% | -$256K |
2024 Q4
7 quarters
|
|
|
7
Apple
AAPL
$4.95T
| $4.2M | 3.43% |
12,626
-667
| -5% | -$214K |
2024 Q4
7 quarters
|
|
8
DNP Select Income Fund
DNP
$3.8B
| $3.73M | 3.04% |
389,428
-6,725
| -2% | -$72K |
2024 Q4
7 quarters
|
|
9
AllianceBernstein Global High Income Fund
AWF
$822M
| $3.64M | 2.97% |
374,429
-12,151
| -3% | -$122K |
2024 Q4
7 quarters
|
|
|
10
Vanguard Industrials ETF
VIS
$7.99B
| $3.5M | 2.85% |
10,920
+966
| +10% | +$331K |
2024 Q4
7 quarters
|
|
11
Cohen & Steers Total Return Realty Fund
RFI
$281M
| $3.45M | 2.81% |
328,916
-4,738
| -1% | -$53.5K |
2024 Q4
7 quarters
|
|
12
First Trust Enhanced Equity Income Fund
FFA
$444M
| $3.27M | 2.66% |
146,891
-2,886
| -2% | -$66K |
2024 Q4
7 quarters
|
|
13
Barings Corporate Investors
MCI
$366M
| $2.96M | 2.41% |
167,534
-2,020
| -1% | -$35.9K |
2024 Q4
7 quarters
|
|
|
14
Invesco QQQ Trust
QQQ
$484B
| $2.85M | 2.32% |
3,849
+1,102
| +40% | +$787K |
2025 Q2
5 quarters
|
|
15
Microsoft
MSFT
$3.95T
| $2.81M | 2.29% |
5,473
+407
| +8% | +$188K |
2025 Q4
3 quarters
|
|
16
PIMCO Corporate & Income Strategy Fund
PCN
$817M
| $2.54M | 2.07% |
237,763
-4,625
| -2% | -$53.5K |
2024 Q4
7 quarters
|
|
|
17
BlackRock Enhanced International Dividend Trust
BGY
$495M
| $2.53M | 2.07% |
450,171
-28,287
| -6% | -$164K |
2024 Q4
7 quarters
|
|
18
BlackRock Credit Allocation Income Trust
BTZ
$889M
| $2.51M | 2.05% |
269,620
-3,723
| -1% | -$37.2K |
2024 Q4
7 quarters
|
|
19
Reaves Utility Income Fund
UTG
$3.16B
| $2.5M | 2.04% |
72,740
-1,139
| -2% | -$43.8K |
2024 Q4
7 quarters
|
|
20
Annaly Capital Management
NLY
$13.8B
| $2.37M | 1.93% |
125,397
-349
| -0.3% | -$7.84K |
2024 Q4
7 quarters
|
|
21
abrdn Healthcare Investors
HQH
$1.16B
| $2.32M | 1.89% |
111,254
-1,470
| -1% | -$32.6K |
2024 Q4
7 quarters
|
|
22
Cohen & Steers Select Preferred & Income Fund
PSF
$217M
| $2.3M | 1.88% |
126,979
-2,664
| -2% | -$51.5K |
2024 Q4
7 quarters
|
|
23
Cohen & Steers Infrastructure Fund
UTF
$2.87B
| $2.24M | 1.83% |
90,908
-2,958
| -3% | -$79.1K |
2024 Q4
7 quarters
|
|
24
PIMCO Dynamic Income Fund
PDI
$6.74B
| $2.23M | 1.82% |
159,036
-1,790
| -1% | -$27.8K |
2024 Q4
7 quarters
|
|
25
Amazon
AMZN
$2.83T
| $1.96M | 1.59% |
7,847
+750
| +11% | +$191K |
2024 Q4
7 quarters
|
|
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Smith Asset Management's Q3 2026 Portfolio in Review
As of Q3 2026, Smith Asset Management held 75 positions worth $123M, down 3.4% from $127M the previous quarter. Its ten largest holdings account for 41% of the portfolio.
Smith Asset Management's Q3 2026 filing shows 5 new, 17 increased, 47 reduced and 2 closed positions. Its largest new stake was Vanguard Morningstar Growth ETF: 3,650 shares worth $329K. The largest sale was Calamos Strategic Total Return Fund, an estimated $256K.
By sector, the portfolio is most concentrated in Miscellaneous at 71% of assets, down from 73% a quarter earlier, followed by Financials and Technology.
- Smith Asset Management's largest Q3 2026 buy was Vanguard Morningstar Growth ETF: 3,650 shares worth $329K.
- Smith Asset Management added most to Invesco QQQ Trust in Q3 2026, an estimated $787K increase.
- Smith Asset Management's biggest Q3 2026 reduction was Calamos Strategic Total Return Fund, cutting an estimated $256K.
- Smith Asset Management fully exited Eaton Vance Tax-Advantaged Global Dividend Income Fund in Q3 2026, selling an estimated $208K.
- Smith Asset Management's ten largest holdings make up 41% of its $123M portfolio in Q3 2026.
- Smith Asset Management opened 5 new positions and closed 2 in Q3 2026.
- Smith Asset Management's portfolio value fell 3.4% quarter-over-quarter to $123M.
Based on Smith Asset Management's 13F filing for Q3 2026, filed 16 Oct 2026.