SAM

Smith Asset Management Portfolio holdings

AUM $106M
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$106M
AUM Growth
+$3.44M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
70
New
Increased
Reduced
Closed

Top Buys

1
+$521K
2
+$502K
3
+$456K
4
VGT icon
Vanguard Information Technology ETF
VGT
+$437K
5
AAPL icon
Apple
AAPL
+$371K

Top Sells

1
+$1.44M
2
+$1.05M
3
+$432K
4
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$158K
5
AWF
AllianceBernstein Global High Income Fund
AWF
+$69.9K

Sector Composition

1 Financials 15.96%
2 Real Estate 3.99%
3 Technology 1.52%
4 Utilities 1.34%
5 Consumer Discretionary 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
1
Berkshire Hathaway Class B
BRK.B
$1.06T
$7.11M 6.7%
13,349
+856
ARCC icon
2
Ares Capital
ARCC
$13.8B
$6.11M 5.76%
275,616
+5,891
MCI
3
Barings Corporate Investors
MCI
$408M
$5.09M 4.79%
217,070
-687
JPI
4
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$4.87M 4.59%
247,567
-3,046
AWF
5
AllianceBernstein Global High Income Fund
AWF
$935M
$4.57M 4.3%
425,597
-6,518
DNP icon
6
DNP Select Income Fund
DNP
$3.71B
$4.19M 3.95%
423,516
+6,094
RFI
7
Cohen & Steers Total Return Realty Fund
RFI
$317M
$4.17M 3.93%
345,261
-1,806
CSQ icon
8
Calamos Strategic Total Return Fund
CSQ
$3.03B
$3.72M 3.51%
229,965
+980
BGY icon
9
BlackRock Enhanced International Dividend Trust
BGY
$517M
$3.2M 3.02%
571,203
-9,880
BTZ icon
10
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$3.19M 3.01%
297,832
-5,519
FFA
11
First Trust Enhanced Equity Income Fund
FFA
$427M
$3.15M 2.97%
163,234
-2,707
JPC icon
12
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$2.84M 2.68%
357,253
-2,838
PSF icon
13
Cohen & Steers Select Preferred & Income Fund
PSF
$249M
$2.75M 2.59%
137,342
-1,245
SPY icon
14
SPDR S&P 500 ETF Trust
SPY
$660B
$2.74M 2.59%
4,906
+898
UTF icon
15
Cohen & Steers Infrastructure Fund
UTF
$2.34B
$2.71M 2.55%
105,931
-1,094
UTG icon
16
Reaves Utility Income Fund
UTG
$3.58B
$2.62M 2.47%
80,660
-227
PTY icon
17
PIMCO Corporate & Income Opportunity Fund
PTY
$2.66B
$2.42M 2.28%
167,163
+3,175
FLC
18
Flaherty & Crumrine Total Return Fund
FLC
$185M
$2.34M 2.2%
139,384
-858
NLY icon
19
Annaly Capital Management
NLY
$13.4B
$2.2M 2.08%
108,552
+1,644
PCN
20
PIMCO Corporate & Income Strategy Fund
PCN
$860M
$2.16M 2.03%
157,959
+20,580
PDI icon
21
PIMCO Dynamic Income Fund
PDI
$7.44B
$2.07M 1.95%
104,423
+14,545
DFP
22
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$442M
$1.99M 1.87%
98,096
+3,080
HQH
23
abrdn Healthcare Investors
HQH
$1.02B
$1.96M 1.85%
120,719
-2,362
DSU icon
24
BlackRock Debt Strategies Fund
DSU
$565M
$1.89M 1.78%
180,905
+8,840
AAPL icon
25
Apple
AAPL
$3.74T
$1.61M 1.52%
7,243
+1,672
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