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Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
-3.86%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$117M
AUM Growth
-$4.6M
Cap. Flow
+$360K
Cap. Flow %
0.31%
Top 10 Hldgs %
40.25%
Holding
73
New
3
Increased
33
Reduced
31
Closed
2

Top Buys

1
MSFT icon
Microsoft
MSFT
+$767K
2
ARCC icon
Ares Capital
ARCC
+$563K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$321K
4
PFO
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
+$300K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$294K

Top Sells

1
EQH icon
Equitable Holdings
EQH
+$3.91M
2
PFD
Flaherty & Crumrine Preferred and Income Fund
PFD
+$374K
3
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$206K
4
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$118K
5
AWF
AllianceBernstein Global High Income Fund
AWF
+$83.7K

Sector Composition

1 Financials 15.09%
2 Real Estate 3.96%
3 Technology 3.62%
4 Consumer Discretionary 1.16%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
1
Berkshire Hathaway Class B
BRK.B
$1.06T
$7.45M 6.39%
15,543
+598
+4% +$294K
JPC icon
2
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$6.87M 5.9%
911,404
-14,620
-2% -$118K
ARCC icon
3
Ares Capital
ARCC
$13.8B
$6.2M 5.32%
344,279
+29,081
+9% +$563K
DNP icon
4
DNP Select Income Fund
DNP
$4.17B
$4.14M 3.55%
401,931
-7,794
-2% -$79.5K
AWF
5
AllianceBernstein Global High Income Fund
AWF
$873M
$4.01M 3.44%
394,097
-8,005
-2% -$83.7K
CSQ icon
6
Calamos Strategic Total Return Fund
CSQ
$3.24B
$3.94M 3.38%
229,856
+5,907
+3% +$111K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$3.89M 3.34%
5,981
+214
+4% +$145K
RFI
8
Cohen & Steers Total Return Realty Fund
RFI
$307M
$3.78M 3.25%
339,631
+5,645
+2% +$64.2K
VGT icon
9
Vanguard Information Technology ETF
VGT
$139B
$3.41M 2.92%
39,064
+1,968
+5% +$181K
AAPL icon
10
Apple
AAPL
$4.9T
$3.21M 2.76%
12,665
+1,127
+10% +$293K
FFA
11
First Trust Enhanced Equity Income Fund
FFA
$455M
$3.13M 2.68%
153,242
-426
-0.3% -$9.2K
MCI
12
Barings Corporate Investors
MCI
$348M
$2.98M 2.56%
172,921
-3,224
-2% -$64.2K
UTG icon
13
Reaves Utility Income Fund
UTG
$3.65B
$2.96M 2.54%
75,380
-1,627
-2% -$63.6K
PCN
14
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$2.91M 2.5%
244,440
+16,686
+7% +$209K
BTZ icon
15
BlackRock Credit Allocation Income Trust
BTZ
$953M
$2.79M 2.39%
276,288
-3,028
-1% -$31.8K
PDI icon
16
PIMCO Dynamic Income Fund
PDI
$7.55B
$2.78M 2.39%
162,492
+13,913
+9% +$251K
NLY icon
17
Annaly Capital Management
NLY
$16.9B
$2.67M 2.29%
126,009
+5,773
+5% +$131K
BGY icon
18
BlackRock Enhanced International Dividend Trust
BGY
$514M
$2.61M 2.24%
481,880
-13,019
-3% -$76.4K
PSF icon
19
Cohen & Steers Select Preferred & Income Fund
PSF
$239M
$2.53M 2.17%
130,560
-1,789
-1% -$36.1K
VIS icon
20
Vanguard Industrials ETF
VIS
$8.12B
$2.47M 2.12%
7,905
+778
+11% +$253K
UTF icon
21
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$2.46M 2.11%
94,880
-1,822
-2% -$46.9K
FLC
22
Flaherty & Crumrine Total Return Fund
FLC
$177M
$2.09M 1.8%
126,131
-1,520
-1% -$26.6K
HQH
23
abrdn Healthcare Investors
HQH
$1.19B
$2.05M 1.76%
115,261
-1,799
-2% -$34K
PTY icon
24
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$1.99M 1.71%
165,202
+2,821
+2% +$35.9K
DSU icon
25
BlackRock Debt Strategies Fund
DSU
$595M
$1.91M 1.64%
199,531
+16,566
+9% +$165K
1
2 3

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Smith Asset Management's Q1 2026 Portfolio in Review

As of Q1 2026, Smith Asset Management held 73 positions worth $117M, down 3.8% from $121M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Smith Asset Management's Q1 2026 filing shows 3 new, 33 increased, 31 reduced and 2 closed positions. Its largest new stake was Flaherty & Crumrine Preferred and Income Opportunity Fund: 31,818 shares worth $288K. The largest sale was Equitable Holdings, an estimated $3.91M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Technology.

  • Smith Asset Management's largest Q1 2026 buy was Flaherty & Crumrine Preferred and Income Opportunity Fund: 31,818 shares worth $288K.
  • Smith Asset Management added most to Microsoft in Q1 2026, an estimated $767K increase.
  • Smith Asset Management's biggest Q1 2026 reduction was Flaherty & Crumrine Preferred and Income Fund, cutting an estimated $374K.
  • Smith Asset Management fully exited Equitable Holdings in Q1 2026, selling an estimated $3.91M.
  • Smith Asset Management's ten largest holdings make up 40% of its $117M portfolio in Q1 2026.
  • Smith Asset Management opened 3 new positions and closed 2 in Q1 2026.
  • Smith Asset Management's portfolio value fell 3.8% quarter-over-quarter to $117M.

Based on Smith Asset Management's 13F filing for Q1 2026, filed 15 May 2026.