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Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$117M
AUM Growth
+$1.57M
Cap. Flow
+$573K
Cap. Flow %
0.49%
Top 10 Hldgs %
41.93%
Holding
71
New
2
Increased
31
Reduced
28
Closed
4

Top Buys

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$4.79M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$506K
3
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$466K
4
PFD
Flaherty & Crumrine Preferred and Income Fund
PFD
+$357K
5
VGT icon
Vanguard Information Technology ETF
VGT
+$243K

Top Sells

1
JPI
Nuveen Preferred Securities & Income Opportunities Fund
JPI
+$5.03M
2
FENG
Phoenix New Media
FENG
+$722K
3
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$346K
4
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$322K
5
PFO
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
+$298K

Sector Composition

1 Financials 16.23%
2 Real Estate 3.93%
3 Technology 2.17%
4 Utilities 0.97%
5 Consumer Discretionary 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPC icon
1
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$7.74M 6.59%
944,134
+591,082
+167% +$4.79M
BRK.B icon
2
Berkshire Hathaway Class B
BRK.B
$1.06T
$7.05M 6.01%
13,976
+1,045
+8% +$506K
ARCC icon
3
Ares Capital
ARCC
$13.8B
$6.05M 5.15%
296,523
+2,341
+0.8% +$52K
AWF
4
AllianceBernstein Global High Income Fund
AWF
$873M
$4.6M 3.92%
410,637
-4,995
-1% -$55.8K
CSQ icon
5
Calamos Strategic Total Return Fund
CSQ
$3.24B
$4.4M 3.75%
227,982
-1,090
-0.5% -$20.3K
DNP icon
6
DNP Select Income Fund
DNP
$4.17B
$4.22M 3.59%
421,102
-1,311
-0.3% -$12.9K
RFI
7
Cohen & Steers Total Return Realty Fund
RFI
$307M
$4.07M 3.47%
336,211
-5,690
-2% -$68.1K
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$3.88M 3.3%
5,811
+107
+2% +$68.6K
MCI
9
Barings Corporate Investors
MCI
$348M
$3.81M 3.25%
183,634
-3,970
-2% -$84.2K
FFA
10
First Trust Enhanced Equity Income Fund
FFA
$455M
$3.41M 2.91%
158,566
-3,615
-2% -$76.1K
BTZ icon
11
BlackRock Credit Allocation Income Trust
BTZ
$953M
$3.17M 2.7%
286,818
-7,730
-3% -$85K
UTG icon
12
Reaves Utility Income Fund
UTG
$3.65B
$3.14M 2.67%
79,260
-677
-0.8% -$25.5K
VGT icon
13
Vanguard Information Technology ETF
VGT
$139B
$3.09M 2.63%
33,120
+2,784
+9% +$243K
BGY icon
14
BlackRock Enhanced International Dividend Trust
BGY
$514M
$2.98M 2.54%
518,992
-25,554
-5% -$147K
PSF icon
15
Cohen & Steers Select Preferred & Income Fund
PSF
$239M
$2.8M 2.38%
134,523
-1,363
-1% -$27.9K
PDI icon
16
PIMCO Dynamic Income Fund
PDI
$7.55B
$2.74M 2.33%
138,217
+11,002
+9% +$213K
PCN
17
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$2.57M 2.19%
192,064
+9,352
+5% +$121K
AAPL icon
18
Apple
AAPL
$4.9T
$2.54M 2.17%
9,931
+416
+4% +$94K
UTF icon
19
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$2.45M 2.08%
98,699
-2,215
-2% -$58.2K
NLY icon
20
Annaly Capital Management
NLY
$16.9B
$2.4M 2.05%
118,930
+1,286
+1% +$26.7K
FLC
21
Flaherty & Crumrine Total Return Fund
FLC
$177M
$2.33M 1.98%
130,618
-2,205
-2% -$38.1K
PTY icon
22
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$2.32M 1.97%
160,326
-24,582
-13% -$346K
DFP
23
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
$2.19M 1.86%
101,043
+954
+1% +$20.1K
HQH
24
abrdn Healthcare Investors
HQH
$1.19B
$2.17M 1.85%
117,345
-2,175
-2% -$35.5K
DSU icon
25
BlackRock Debt Strategies Fund
DSU
$595M
$1.95M 1.66%
183,186
+2,816
+2% +$29.8K
1
2 3

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Smith Asset Management's Q3 2025 Portfolio in Review

As of Q3 2025, Smith Asset Management held 71 positions worth $117M, up 1.4% from $116M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Smith Asset Management's Q3 2025 filing shows 2 new, 31 increased, 28 reduced and 4 closed positions. Its largest new stake was Cohen & Steers Duration Preferred & Income Fund: 10,171 shares worth $220K. The largest sale was Nuveen Preferred Securities & Income Opportunities Fund, an estimated $5.03M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, down from 18% a quarter earlier, followed by Real Estate and Technology.

  • Smith Asset Management's largest Q3 2025 buy was Cohen & Steers Duration Preferred & Income Fund: 10,171 shares worth $220K.
  • Smith Asset Management added most to Nuveen Preferred & Income Opportunities Fund in Q3 2025, an estimated $4.79M increase.
  • Smith Asset Management's biggest Q3 2025 reduction was PIMCO Corporate & Income Opportunity Fund, cutting an estimated $346K.
  • Smith Asset Management fully exited Nuveen Preferred Securities & Income Opportunities Fund in Q3 2025, selling an estimated $5.03M.
  • Smith Asset Management's ten largest holdings make up 42% of its $117M portfolio in Q3 2025.
  • Smith Asset Management opened 2 new positions and closed 4 in Q3 2025.
  • Smith Asset Management's portfolio value rose 1.4% quarter-over-quarter to $117M.

Based on Smith Asset Management's 13F filing for Q3 2025, filed 3 Nov 2025.