Smith Asset Management’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Smith Asset Management’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.76M	Sell	93,260 -482	-0.5%	-$9.8K	1.43%	29
2026 Q2	$1.94M	Sell	93,742 -1,325	-1%	-$27.3K	1.52%	26
2026 Q1	$1.91M	Sell	95,067 -1,817	-2%	-$38.5K	1.64%	26
2025 Q4	$2.01M	Sell	96,884 -4,159	-4%	-$88.7K	1.66%	26
2025 Q3	$2.19M	Buy	101,043 +954	+1%	+$20.1K	1.86%	23
2025 Q2	$2.05M	Buy	100,089 +1,993	+2%	+$39.7K	1.77%	24
2025 Q1	$1.99M	Buy	98,096 +3,080	+3%	+$62.8K	1.87%	22
2024 Q4	$1.89M	Buy	+95,016	New	+$1.96M	1.85%	21

Other funds holding DFP

Hennion & Walsh Asset Management Parsippany, New Jersey $3.42B AUM 25.82% 1-Year Est. Return

Whipplewood Advisors Littleton, Colorado $148M AUM 4.82% 1-Year Est. Return

HWP

Highline Wealth Partners Sherman Oaks, California $527M AUM 13.86% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $303M AUM 4.89% 1-Year Est. Return

Farther Finance Advisors San Francisco, California $14.2B AUM 18.33% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

AHL

Abel Hall LLC Baton Rouge, Louisiana $556M AUM 43.18% 1-Year Est. Return

Fiduciary Alliance Greenville, South Carolina $1.33B AUM 15.58% 1-Year Est. Return

TCM

Triumph Capital Management Denver, Colorado $573M AUM 15.32% 1-Year Est. Return

Smith Asset Management's DFP Position: Q3 2026 in Review

Smith Asset Management reduced its Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) stake by 0.51% in Q3 2026, selling an estimated $9.8K and leaving 93,260 shares worth $1.76M. The position accounts for 1.43% of the portfolio, ranked #29.

Smith Asset Management first reported a position in DFP in Q4 2024 and has held it in 8 quarters since. The position peaked at $2.19M in Q3 2025. 12 funds tracked by Wall St. Rank hold DFP as of Q3 2026.

Smith Asset Management held 93,260 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund worth $1.76M as of Q3 2026.
Smith Asset Management sold 482 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q3 2026, an estimated $9.8K.
Flaherty & Crumrine Dynamic Preferred and Income Fund made up 1.43% of Smith Asset Management's portfolio in Q3 2026, its #29 holding.
Smith Asset Management first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2024 and has held it in 8 quarters since.
Smith Asset Management's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $2.19M in Q3 2025.
12 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q3 2026.

Based on Smith Asset Management's 13F filing for Q3 2026, filed 16 Oct 2026.