SAM

Smith Asset Management Portfolio holdings

AUM $106M
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$103M
AUM Growth
–
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
66
New
Increased
Reduced
Closed

Top Buys

1
+$5.9M
2
+$5.66M
3
+$4.91M
4
AWF
AllianceBernstein Global High Income Fund
AWF
+$4.64M
5
MCI
Barings Corporate Investors
MCI
+$4.44M

Top Sells

No sells this quarter

Sector Composition

1 Financials 16.24%
2 Real Estate 4.48%
3 Technology 1.36%
4 Utilities 1.18%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
1
Ares Capital
ARCC
$13.8B
$5.9M 5.75%
+269,725
BRK.B icon
2
Berkshire Hathaway Class B
BRK.B
$1.06T
$5.66M 5.52%
+12,493
JPI
3
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$4.91M 4.78%
+250,613
AWF
4
AllianceBernstein Global High Income Fund
AWF
$935M
$4.64M 4.52%
+432,115
MCI
5
Barings Corporate Investors
MCI
$408M
$4.44M 4.32%
+217,757
CSQ icon
6
Calamos Strategic Total Return Fund
CSQ
$3.03B
$4.06M 3.95%
+228,985
RFI
7
Cohen & Steers Total Return Realty Fund
RFI
$317M
$4.02M 3.91%
+347,067
DNP icon
8
DNP Select Income Fund
DNP
$3.71B
$3.68M 3.59%
+417,422
FFA
9
First Trust Enhanced Equity Income Fund
FFA
$427M
$3.44M 3.35%
+165,941
BTZ icon
10
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$3.17M 3.09%
+303,351
BGY icon
11
BlackRock Enhanced International Dividend Trust
BGY
$517M
$3.09M 3.01%
+581,083
JPC icon
12
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$2.83M 2.76%
+360,091
PSF icon
13
Cohen & Steers Select Preferred & Income Fund
PSF
$249M
$2.74M 2.67%
+138,587
UTF icon
14
Cohen & Steers Infrastructure Fund
UTF
$2.34B
$2.57M 2.51%
+107,025
UTG icon
15
Reaves Utility Income Fund
UTG
$3.58B
$2.56M 2.5%
+80,887
PTY icon
16
PIMCO Corporate & Income Opportunity Fund
PTY
$2.66B
$2.36M 2.3%
+163,988
SPY icon
17
SPDR S&P 500 ETF Trust
SPY
$660B
$2.35M 2.29%
+4,008
FLC
18
Flaherty & Crumrine Total Return Fund
FLC
$185M
$2.34M 2.28%
+140,242
HQH
19
abrdn Healthcare Investors
HQH
$1.02B
$1.98M 1.92%
+123,081
NLY icon
20
Annaly Capital Management
NLY
$13.4B
$1.96M 1.91%
+106,908
DFP
21
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$442M
$1.89M 1.85%
+95,016
DSU icon
22
BlackRock Debt Strategies Fund
DSU
$565M
$1.85M 1.8%
+172,065
PCN
23
PIMCO Corporate & Income Strategy Fund
PCN
$860M
$1.84M 1.8%
+137,379
PDI icon
24
PIMCO Dynamic Income Fund
PDI
$7.44B
$1.65M 1.61%
+89,878
GDO
25
Western Asset Global Corporate Defined Opportunity Fund
GDO
$88.6M
$1.47M 1.43%
+129,841
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