We are live on ! Find out more
SAM

Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
-3.67%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$103M
AUM Growth
–
Cap. Flow
+$107M
Cap. Flow %
104.27%
Top 10 Hldgs %
42.77%
Holding
66
New
66
Increased
–
Reduced
–
Closed
–

Top Buys

1
ARCC icon
Ares Capital
ARCC
+$5.82M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.77M
3
JPI
Nuveen Preferred Securities & Income Opportunities Fund
JPI
+$5.18M
4
AWF
AllianceBernstein Global High Income Fund
AWF
+$4.71M
5
RFI
Cohen & Steers Total Return Realty Fund
RFI
+$4.37M

Top Sells

No sells this quarter

Sector Composition

1 Financials 16.24%
2 Real Estate 4.48%
3 Technology 1.36%
4 Utilities 1.18%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
1
Ares Capital
ARCC
$13.8B
$5.9M 5.75%
+269,725
New +$5.82M
BRK.B icon
2
Berkshire Hathaway Class B
BRK.B
$1.06T
$5.66M 5.52%
+12,493
New +$5.77M
JPI
3
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$4.91M 4.78%
+250,613
New +$5.18M
AWF
4
AllianceBernstein Global High Income Fund
AWF
$873M
$4.64M 4.52%
+432,115
New +$4.71M
MCI
5
Barings Corporate Investors
MCI
$348M
$4.44M 4.32%
+217,757
New +$4.31M
CSQ icon
6
Calamos Strategic Total Return Fund
CSQ
$3.24B
$4.06M 3.95%
+228,985
New +$4.08M
RFI
7
Cohen & Steers Total Return Realty Fund
RFI
$307M
$4.02M 3.91%
+347,067
New +$4.37M
DNP icon
8
DNP Select Income Fund
DNP
$4.17B
$3.68M 3.59%
+417,422
New +$3.93M
FFA
9
First Trust Enhanced Equity Income Fund
FFA
$455M
$3.44M 3.35%
+165,941
New +$3.41M
BTZ icon
10
BlackRock Credit Allocation Income Trust
BTZ
$953M
$3.17M 3.09%
+303,351
New +$3.3M
BGY icon
11
BlackRock Enhanced International Dividend Trust
BGY
$514M
$3.09M 3.01%
+581,083
New +$3.23M
JPC icon
12
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$2.83M 2.76%
+360,091
New +$2.9M
PSF icon
13
Cohen & Steers Select Preferred & Income Fund
PSF
$239M
$2.74M 2.67%
+138,587
New +$2.84M
UTF icon
14
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$2.57M 2.51%
+107,025
New +$2.69M
UTG icon
15
Reaves Utility Income Fund
UTG
$3.65B
$2.56M 2.5%
+80,887
New +$2.66M
PTY icon
16
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$2.36M 2.3%
+163,988
New +$2.39M
SPY icon
17
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$2.35M 2.29%
+4,008
New +$2.36M
FLC
18
Flaherty & Crumrine Total Return Fund
FLC
$177M
$2.34M 2.28%
+140,242
New +$2.37M
HQH
19
abrdn Healthcare Investors
HQH
$1.19B
$1.98M 1.92%
+123,081
New +$2.18M
NLY icon
20
Annaly Capital Management
NLY
$16.9B
$1.96M 1.91%
+106,908
New +$2.09M
DFP
21
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
$1.89M 1.85%
+95,016
New +$1.96M
DSU icon
22
BlackRock Debt Strategies Fund
DSU
$595M
$1.85M 1.8%
+172,065
New +$1.87M
PCN
23
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$1.84M 1.8%
+137,379
New +$1.91M
PDI icon
24
PIMCO Dynamic Income Fund
PDI
$7.55B
$1.65M 1.61%
+89,878
New +$1.75M
GDO
25
Western Asset Global Corporate Defined Opportunity Fund
GDO
$79M
$1.47M 1.43%
+129,841
New +$1.54M
1
2 3

Similar funds

SAP
Strategic Advisory Partners Greensboro, North Carolina $127M AUM
MF
Midwestern Financial Iowa City, Iowa $127M AUM 13.96% 1-Year Est. Return
PIP
PB Investment Partners Burlingame, California $127M AUM 0.83% 1-Year Est. Return
VDC
Van Diest Capital Poly City, Iowa $127M AUM
SGWP
Sun Group Wealth Partners Irvine, California $127M AUM
PA
Persium Advisors Atlanta, Georgia $127M AUM 18.78% 1-Year Est. Return
PIM
Peregrine Investment Management Toronto, Ontario, Canada $127M AUM 63.02% 1-Year Est. Return
ACM
ACT Capital Management Wayne, Pennsylvania $127M AUM

Smith Asset Management's Q4 2024 Portfolio in Review

Q4 2024 is the first quarter with a 13F filing on record for Smith Asset Management, which disclosed 66 positions worth $103M. Its ten largest holdings account for 43% of the portfolio.

Its largest position is Ares Capital: 269,725 shares worth $5.9M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, followed by Real Estate and Technology.

  • Smith Asset Management's largest Q4 2024 buy was Ares Capital: 269,725 shares worth $5.9M.
  • Smith Asset Management's ten largest holdings make up 43% of its $103M portfolio in Q4 2024.
  • Smith Asset Management disclosed 66 positions in Q4 2024, its first 13F filing on record.

Based on Smith Asset Management's 13F filing for Q4 2024, filed 16 Jul 2025.