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Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$116M
AUM Growth
+$9.73M
Cap. Flow
+$7.47M
Cap. Flow %
6.45%
Top 10 Hldgs %
39.85%
Holding
71
New
5
Increased
27
Reduced
29
Closed
2

Top Buys

1
EQH icon
Equitable Holdings
EQH
+$3.47M
2
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$749K
3
FENG
Phoenix New Media
FENG
+$676K
4
VGT icon
Vanguard Information Technology ETF
VGT
+$583K
5
AAPL icon
Apple
AAPL
+$459K

Top Sells

1
MCI
Barings Corporate Investors
MCI
+$605K
2
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$562K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$212K
4
AMGN icon
Amgen
AMGN
+$206K
5
ASGI
abrdn Global Infrastructure Income Fund
ASGI
+$187K

Sector Composition

1 Financials 17.87%
2 Real Estate 3.75%
3 Technology 1.69%
4 Utilities 0.97%
5 Consumer Discretionary 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
1
Ares Capital
ARCC
$13.8B
$6.46M 5.58%
294,182
+18,566
+7% +$395K
BRK.B icon
2
Berkshire Hathaway Class B
BRK.B
$1.06T
$6.28M 5.42%
12,931
-418
-3% -$212K
JPI
3
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$5.03M 4.34%
241,976
-5,591
-2% -$112K
AWF
4
AllianceBernstein Global High Income Fund
AWF
$873M
$4.58M 3.95%
415,632
-9,965
-2% -$106K
CSQ icon
5
Calamos Strategic Total Return Fund
CSQ
$3.24B
$4.18M 3.61%
229,072
-893
-0.4% -$14.8K
DNP icon
6
DNP Select Income Fund
DNP
$4.17B
$4.14M 3.57%
422,413
-1,103
-0.3% -$10.6K
RFI
7
Cohen & Steers Total Return Realty Fund
RFI
$307M
$4.12M 3.56%
341,901
-3,360
-1% -$39.7K
MCI
8
Barings Corporate Investors
MCI
$348M
$4.06M 3.51%
187,604
-29,466
-14% -$605K
EQH icon
9
Equitable Holdings
EQH
$13.4B
$3.78M 3.26%
+67,416
New +$3.47M
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$3.52M 3.04%
5,704
+798
+16% +$456K
FFA
11
First Trust Enhanced Equity Income Fund
FFA
$455M
$3.32M 2.87%
162,181
-1,053
-0.6% -$20.2K
BTZ icon
12
BlackRock Credit Allocation Income Trust
BTZ
$953M
$3.22M 2.78%
294,548
-3,284
-1% -$34.6K
BGY icon
13
BlackRock Enhanced International Dividend Trust
BGY
$514M
$3.15M 2.72%
544,546
-26,657
-5% -$150K
UTG icon
14
Reaves Utility Income Fund
UTG
$3.65B
$2.89M 2.5%
79,937
-723
-0.9% -$24.2K
JPC icon
15
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$2.83M 2.44%
353,052
-4,201
-1% -$32.6K
PSF icon
16
Cohen & Steers Select Preferred & Income Fund
PSF
$239M
$2.74M 2.36%
135,886
-1,456
-1% -$28.3K
UTF icon
17
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$2.72M 2.35%
100,914
-5,017
-5% -$128K
PTY icon
18
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$2.57M 2.22%
184,908
+17,745
+11% +$242K
VGT icon
19
Vanguard Information Technology ETF
VGT
$139B
$2.52M 2.17%
30,336
+8,016
+36% +$583K
PDI icon
20
PIMCO Dynamic Income Fund
PDI
$7.55B
$2.41M 2.08%
127,215
+22,792
+22% +$424K
PCN
21
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$2.32M 2%
182,712
+24,753
+16% +$314K
FLC
22
Flaherty & Crumrine Total Return Fund
FLC
$177M
$2.26M 1.95%
132,823
-6,561
-5% -$108K
NLY icon
23
Annaly Capital Management
NLY
$16.9B
$2.21M 1.91%
117,644
+9,092
+8% +$173K
DFP
24
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
$2.05M 1.77%
100,089
+1,993
+2% +$39.7K
AAPL icon
25
Apple
AAPL
$4.9T
$1.95M 1.69%
9,515
+2,272
+31% +$459K
1
2 3

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PA
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Smith Asset Management's Q2 2025 Portfolio in Review

As of Q2 2025, Smith Asset Management held 71 positions worth $116M, up 9.2% from $106M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Smith Asset Management deployed $7.47M of net new capital in Q2 2025, opening 5 new positions and adding to 27 existing holdings. Its largest new stake was Equitable Holdings: 67,416 shares worth $3.78M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 16% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was Barings Corporate Investors, an estimated $605K trimmed.

  • Smith Asset Management's largest Q2 2025 buy was Equitable Holdings: 67,416 shares worth $3.78M.
  • Smith Asset Management added most to Guggenheim Strategic Opportunities Fund in Q2 2025, an estimated $749K increase.
  • Smith Asset Management's biggest Q2 2025 reduction was Barings Corporate Investors, cutting an estimated $605K.
  • Smith Asset Management fully exited Amgen in Q2 2025, selling an estimated $206K.
  • Smith Asset Management's ten largest holdings make up 40% of its $116M portfolio in Q2 2025.
  • Smith Asset Management opened 5 new positions and closed 2 in Q2 2025.
  • Smith Asset Management's portfolio value rose 9.2% quarter-over-quarter to $116M.

Based on Smith Asset Management's 13F filing for Q2 2025, filed 3 Nov 2025.