Smith Asset Management’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Smith Asset Management’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.13M	Buy	75,792 +876	+1%	+$14K	0.92%	37
2026 Q2	$1.22M	Sell	74,916 -1,934	-3%	-$30.9K	0.96%	34
2026 Q1	$1.19M	Buy	76,850 +2,965	+4%	+$48.5K	1.02%	33
2025 Q4	$1.22M	Buy	73,885 +908	+1%	+$15.1K	1.01%	34
2025 Q3	$1.23M	Buy	72,977 +1,613	+2%	+$26.5K	1.05%	34
2025 Q2	$1.16M	Sell	71,364 -36,175	-34%	-$562K	1%	34
2025 Q1	$1.5M	Buy	107,539 +1,458	+1%	+$23.3K	1.41%	27
2024 Q4	$1.44M	Buy	+106,081	New	+$1.69M	1.4%	27

Other funds holding FFC

Hennion & Walsh Asset Management Parsippany, New Jersey $3.42B AUM 25.82% 1-Year Est. Return

Gridiron Partners Wexford, Pennsylvania $199M AUM 3.12% 1-Year Est. Return

Sowell Financial Services North Little Rock, Arkansas $3.12B AUM 22.73% 1-Year Est. Return

Park Avenue Securities New York $16.4B AUM 18.52% 1-Year Est. Return

Titleist Asset Management San Antonio, Texas $1.55B AUM 13.34% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 7.64% 1-Year Est. Return

Sage Capital Advisors Sioux Falls, South Dakota $498M AUM 28.29% 1-Year Est. Return

Stolper & Co Tulsa, Oklahoma $387M AUM 17.93% 1-Year Est. Return

Seamount Financial Group Colorado Springs, Colorado $255M AUM 18.1% 1-Year Est. Return

Whitener Capital Management Rocky Mount, North Carolina $501M AUM 25.27% 1-Year Est. Return

Smith Asset Management's FFC Position: Q3 2026 in Review

Smith Asset Management increased its Flaherty & Crumrine Preferred and Income Securities Fund (FFC) stake by 1.2% in Q3 2026, buying an estimated $14K and bringing the position to 75,792 shares worth $1.13M. The position accounts for 0.92% of the portfolio, ranked #37.

Smith Asset Management first reported a position in FFC in Q4 2024 and has held it in 8 quarters since. The position peaked at $1.5M in Q1 2025. 36 funds tracked by Wall St. Rank hold FFC as of Q3 2026.

Smith Asset Management held 75,792 shares of Flaherty & Crumrine Preferred and Income Securities Fund worth $1.13M as of Q3 2026.
Smith Asset Management bought 876 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q3 2026, an estimated $14K.
Flaherty & Crumrine Preferred and Income Securities Fund made up 0.92% of Smith Asset Management's portfolio in Q3 2026, its #37 holding.
Smith Asset Management first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q4 2024 and has held it in 8 quarters since.
Smith Asset Management's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $1.5M in Q1 2025.
36 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q3 2026.

Based on Smith Asset Management's 13F filing for Q3 2026, filed 16 Oct 2026.