Smith Asset Management’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Smith Asset Management’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.22M	Sell	74,916 -1,934	-3%	-$30.9K	0.96%	34
2026 Q1	$1.19M	Buy	76,850 +2,965	+4%	+$48.5K	1.02%	33
2025 Q4	$1.22M	Buy	73,885 +908	+1%	+$15.1K	1.01%	34
2025 Q3	$1.23M	Buy	72,977 +1,613	+2%	+$26.5K	1.05%	34
2025 Q2	$1.16M	Sell	71,364 -36,175	-34%	-$562K	1%	34
2025 Q1	$1.5M	Buy	107,539 +1,458	+1%	+$23.3K	1.41%	27
2024 Q4	$1.44M	Buy	+106,081	New	+$1.69M	1.4%	27

Other funds holding FFC

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

TAM

Titleist Asset Management San Antonio, Texas $1.49B AUM 22.27% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return

MCIA

Mountain Capital Investment Advisors Westminster, Colorado $702M AUM 23.44% 1-Year Est. Return

AEPWM

Atlantic Edge Private Wealth Management Jacksonville, Florida $489M AUM 33.02% 1-Year Est. Return

Calamos Advisors Naperville, Illinois $30.1B AUM 30.03% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Smith Asset Management's FFC Position: Q2 2026 in Review

Smith Asset Management reduced its Flaherty & Crumrine Preferred and Income Securities Fund (FFC) stake by 2.5% in Q2 2026, selling an estimated $30.9K and leaving 74,916 shares worth $1.22M. The position accounts for 0.96% of the portfolio, ranked #34.

Smith Asset Management first reported a position in FFC in Q4 2024 and has held it in 7 quarters since. The position peaked at $1.5M in Q1 2025. 45 funds tracked by Wall St. Rank hold FFC as of Q2 2026.

Smith Asset Management held 74,916 shares of Flaherty & Crumrine Preferred and Income Securities Fund worth $1.22M as of Q2 2026.
Smith Asset Management sold 1,934 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q2 2026, an estimated $30.9K.
Flaherty & Crumrine Preferred and Income Securities Fund made up 0.96% of Smith Asset Management's portfolio in Q2 2026, its #34 holding.
Smith Asset Management first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q4 2024 and has held it in 7 quarters since.
Smith Asset Management's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $1.5M in Q1 2025.
45 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q2 2026.

Based on Smith Asset Management's 13F filing for Q2 2026, filed 14 Jul 2026.