Smith Asset Management’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Smith Asset Management’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.91M	Sell	121,220 -2,791	-2%	-$46.2K	1.56%	26
2026 Q2	$2.1M	Sell	124,011 -2,120	-2%	-$35.9K	1.65%	23
2026 Q1	$2.09M	Sell	126,131 -1,520	-1%	-$26.6K	1.8%	22
2025 Q4	$2.23M	Sell	127,651 -2,967	-2%	-$52K	1.84%	22
2025 Q3	$2.33M	Sell	130,618 -2,205	-2%	-$38.1K	1.98%	21
2025 Q2	$2.26M	Sell	132,823 -6,561	-5%	-$108K	1.95%	22
2025 Q1	$2.34M	Sell	139,384 -858	-0.6%	-$14.5K	2.2%	18
2024 Q4	$2.34M	Buy	+140,242	New	+$2.37M	2.28%	18

Other funds holding FLC

Hennion & Walsh Asset Management Parsippany, New Jersey $3.42B AUM 25.82% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 7.64% 1-Year Est. Return

Farther Finance Advisors San Francisco, California $14.2B AUM 18.33% 1-Year Est. Return

MCFP

Mallini Complete Financial Planning Gainesville, Florida $143M AUM 6.85% 1-Year Est. Return

HWP

Highline Wealth Partners Sherman Oaks, California $527M AUM 13.86% 1-Year Est. Return

Smith Asset Management's FLC Position: Q3 2026 in Review

Smith Asset Management reduced its Flaherty & Crumrine Total Return Fund (FLC) stake by 2.3% in Q3 2026, selling an estimated $46.2K and leaving 121,220 shares worth $1.91M. The position accounts for 1.56% of the portfolio, ranked #26.

Smith Asset Management first reported a position in FLC in Q4 2024 and has held it in 8 quarters since. The position peaked at $2.34M in Q4 2024. 6 funds tracked by Wall St. Rank hold FLC as of Q3 2026.

Smith Asset Management held 121,220 shares of Flaherty & Crumrine Total Return Fund worth $1.91M as of Q3 2026.
Smith Asset Management sold 2,791 Flaherty & Crumrine Total Return Fund shares in Q3 2026, an estimated $46.2K.
Flaherty & Crumrine Total Return Fund made up 1.56% of Smith Asset Management's portfolio in Q3 2026, its #26 holding.
Smith Asset Management first reported a position in Flaherty & Crumrine Total Return Fund in Q4 2024 and has held it in 8 quarters since.
Smith Asset Management's Flaherty & Crumrine Total Return Fund position peaked at $2.34M in Q4 2024.
6 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q3 2026.

Based on Smith Asset Management's 13F filing for Q3 2026, filed 16 Oct 2026.