FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

47 hedge funds and large institutions have $43.8M invested in Flaherty & Crumrine Total Return Fund in 2025 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
+2
Holders Change %
+4.44%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
17
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
$11.4M
2
AAM
Advisors Asset Management
Colorado
$3.12M
3
HWAM
Hennion & Walsh Asset Management
New Jersey
$1.32M
4
CI
Ceera Investments
Texas
$394K
5
Baird Financial Group
Baird Financial Group
Wisconsin
$703K

Top Sellers

1
Bank of America
Bank of America
North Carolina
$4.73M
2
Pathstone Holdings
Pathstone Holdings
New Jersey
$1.88M
3
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
$0
4
AA
AQR Arbitrage
Connecticut
$1.29M
5
MAG
MRA Advisory Group
New Jersey
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$11.4M +$2.25M +132,581 +25%
Bank of America
2
Bank of America
North Carolina
$4.73M -$378K -22,210 -7%
SFS
3
Sowell Financial Services
Arkansas
$3.54M +$102 +6 +0%
AAM
4
Advisors Asset Management
Colorado
$3.12M +$1.4M +82,277 +81%
Invesco
5
Invesco
Georgia
$2.48M +$57.6K +3,386 +2%
LPL Financial
6
LPL Financial
California
$2.1M -$132K -7,756 -6%
Pathstone Holdings
7
Pathstone Holdings
New Jersey
$1.88M -$313K -18,439 -14%
Morgan Stanley
8
Morgan Stanley
New York
$1.52M +$70.6K +4,153 +5%
HWAM
9
Hennion & Walsh Asset Management
New Jersey
$1.32M +$746K +43,878 +131%
MC
10
Matisse Capital
Oregon
$1.3M – – –
AA
11
AQR Arbitrage
Connecticut
$1.29M -$189K -11,146 -13%
SA
12
Strategic Advocates
Utah
$930K +$83.5K +4,910 +10%
Kovitz Investment Group Partners
13
Kovitz Investment Group Partners
Illinois
$832K -$47.5K -2,792 -5%
RCM
14
Rivernorth Capital Management
Florida
$828K -$68.7K -4,044 -8%
GC
15
Guggenheim Capital
Illinois
$728K -$6.41K -377 -0.9%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$703K +$361K +21,232 +106%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$403K +$19.4K +1,142 +5%
CI
18
Ceera Investments
Texas
$394K +$394K +23,170 New
KA
19
Kovack Advisors
Florida
$360K +$360K +21,183 New
SFG
20
Seamount Financial Group
Colorado
$353K – – –
HighTower Advisors
21
HighTower Advisors
Illinois
$335K +$49.6K +2,918 +17%
Wells Fargo
22
Wells Fargo
California
$320K +$42.2K +2,483 +15%
Raymond James Financial
23
Raymond James Financial
Florida
$301K -$27K -1,587 -8%
PFA
24
Pathway Financial Advisers
Indiana
$285K -$2.87K -169 -1%
Osaic Holdings
25
Osaic Holdings
Arizona
$257K -$20.1K -1,203 -7%
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