Baird Financial Group’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Baird Financial Group’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$628K	Sell	39,880 -499	-1%	-$8.26K	﹤0.01%	1496
2026 Q2	$682K	Sell	40,379 -597	-1%	-$10.1K	﹤0.01%	1443
2026 Q1	$680K	Sell	40,976 -333	-0.8%	-$5.82K	﹤0.01%	1391
2025 Q4	$723K	Sell	41,309 -314	-0.8%	-$5.5K	﹤0.01%	1354
2025 Q3	$742K	Buy	41,623 +283	+0.7%	+$4.89K	﹤0.01%	1353
2025 Q2	$703K	Buy	41,340 +21,232	+106%	+$349K	﹤0.01%	1313
2025 Q1	$337K	Buy	+20,108	New	+$340K	﹤0.01%	1518

Other funds holding FLC

Sit Investment Associates Minneapolis, Minnesota $5.22B AUM 5.92% 1-Year Est. Return

Hennion & Walsh Asset Management Parsippany, New Jersey $3.42B AUM 25.82% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 7.64% 1-Year Est. Return

Sowell Financial Services North Little Rock, Arkansas $3.12B AUM 22.73% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.34B AUM 22.84% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Invesco Atlanta, Georgia $1.27T AUM 50.62% 1-Year Est. Return

Smith Asset Management Chiefland, Florida $123M AUM 1.3% 1-Year Est. Return

Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return

Ceera Investments Bellaire, Texas $264M AUM 5.39% 1-Year Est. Return

Baird Financial Group's FLC Position: Q3 2026 in Review

Baird Financial Group reduced its Flaherty & Crumrine Total Return Fund (FLC) stake by 1.2% in Q3 2026, selling an estimated $8.26K and leaving 39,880 shares worth $628K. The position accounts for ﹤0.01% of the portfolio, ranked #1496.

Baird Financial Group first reported a position in FLC in Q1 2025 and has held it in 7 quarters since. The position peaked at $742K in Q3 2025. 38 funds tracked by Wall St. Rank hold FLC as of Q3 2026.

Baird Financial Group held 39,880 shares of Flaherty & Crumrine Total Return Fund worth $628K as of Q3 2026.
Baird Financial Group sold 499 Flaherty & Crumrine Total Return Fund shares in Q3 2026, an estimated $8.26K.
Flaherty & Crumrine Total Return Fund made up ﹤0.01% of Baird Financial Group's portfolio in Q3 2026, its #1496 holding.
Baird Financial Group first reported a position in Flaherty & Crumrine Total Return Fund in Q1 2025 and has held it in 7 quarters since.
Baird Financial Group's Flaherty & Crumrine Total Return Fund position peaked at $742K in Q3 2025.
38 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q3 2026.

Based on Baird Financial Group's 13F filing for Q3 2026, filed 13 Nov 2026.