LPL Financial
FLC

LPL Financial’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

LPL Financial’s Portfolio FLC Stock Details FLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$2.6M Buy
156,513
+11,486
+8% +$201K ﹤0.01% 3248
2025
Q4 		$2.54M Buy
145,027
+15,375
+12% +$269K ﹤0.01% 3168
2025
Q3 		$2.31M Buy
129,652
+6,021
+5% +$104K ﹤0.01% 3190
2025
Q2 		$2.1M Sell
123,631
-7,756
-6% -$128K ﹤0.01% 3075
2025
Q1 		$2.2M Sell
131,387
-40
-0% -$677 ﹤0.01% 2868
2024
Q4 		$2.19M Sell
131,427
-5,929
-4% -$100K ﹤0.01% 2769
2024
Q3 		$2.37M Buy
137,356
+12,504
+10% +$204K ﹤0.01% 2565
2024
Q2 		$1.94M Buy
124,852
+2,436
+2% +$36.9K ﹤0.01% 2630
2024
Q1 		$1.89M Buy
122,416
+2,648
+2% +$39.8K ﹤0.01% 2580
2023
Q4 		$1.74M Buy
119,768
+1,901
+2% +$26.2K ﹤0.01% 2537
2023
Q3 		$1.61M Buy
117,867
+998
+0.9% +$14.1K ﹤0.01% 2485
2023
Q2 		$1.68M Buy
116,869
+11,485
+11% +$166K ﹤0.01% 2404
2023
Q1 		$1.55M Buy
105,384
+3,202
+3% +$52.5K ﹤0.01% 2369
2022
Q4 		$1.61M Buy
102,182
+3,669
+4% +$57.4K ﹤0.01% 2251
2022
Q3 		$1.54M Buy
98,513
+1,214
+1% +$21.5K ﹤0.01% 2186
2022
Q2 		$1.75M Buy
97,299
+1,918
+2% +$36K ﹤0.01% 2130
2022
Q1 		$1.9M Buy
95,381
+2,787
+3% +$58.1K ﹤0.01% 2097
2021
Q4 		$2.11M Buy
92,594
+2,440
+3% +$57.2K ﹤0.01% 2053
2021
Q3 		$2.16M Buy
90,154
+3,761
+4% +$90.3K ﹤0.01% 1983
2021
Q2 		$2.11M Buy
86,393
+2,488
+3% +$60.5K ﹤0.01% 1930
2021
Q1 		$2.05M Buy
83,905
+2,736
+3% +$63.8K ﹤0.01% 1820
2020
Q4 		$1.92M Sell
81,169
-11
-0% -$249 ﹤0.01% 1698
2020
Q3 		$1.74M Hold
81,180
– – ﹤0.01% 1547
2020
Q2 		$1.61M Buy
81,180
+287
+0.4% +$5.49K ﹤0.01% 1489
2020
Q1 		$1.33M Sell
80,893
-7,118
-8% -$150K ﹤0.01% 1432
2019
Q4 		$1.96M Sell
88,011
-5,496
-6% -$124K ﹤0.01% 1370
2019
Q3 		$2.1M Buy
93,507
+4,644
+5% +$99K ﹤0.01% 1227
2019
Q2 		$1.8M Buy
88,863
+373
+0.4% +$7.36K ﹤0.01% 1311
2019
Q1 		$1.7M Sell
88,490
-663
-0.7% -$12.4K ﹤0.01% 1286
2018
Q4 		$1.53M Sell
89,153
-2,509
-3% -$44K ﹤0.01% 1225
2018
Q3 		$1.71M Sell
91,662
-5,589
-6% -$109K ﹤0.01% 1284
2018
Q2 		$1.9M Sell
97,251
-7,499
-7% -$146K 0.01% 1177
2018
Q1 		$2.08M Buy
104,750
+10,401
+11% +$211K 0.01% 1100
2017
Q4 		$2.04M Buy
94,349
+3,687
+4% +$78.9K 0.01% 1045
2017
Q3 		$1.95M Buy
90,662
+2,051
+2% +$44.4K 0.01% 1005
2017
Q2 		$1.98M Sell
88,611
-46,031
-34% -$1M 0.01% 941
2017
Q1 		$2.86M Sell
134,642
-964
-0.7% -$19.8K 0.02% 657
2016
Q4 		$2.71M Buy
135,606
+6,545
+5% +$132K 0.02% 646
2016
Q3 		$2.75M Buy
129,061
+1,589
+1% +$34.7K 0.03% 612
2016
Q2 		$2.8M Sell
127,472
-130,717
-51% -$2.75M 0.02% 591
2016
Q1 		$5.26M Sell
258,189
-7,756
-3% -$153K 0.01% 694
2015
Q4 		$5.17M Buy
265,945
+130,785
+97% +$2.52M 0.01% 705
2015
Q3 		$2.54M Buy
135,160
+50
+0% +$954 0.01% 732
2015
Q2 		$2.67M Buy
135,110
+1,668
+1% +$34.1K 0.01% 766
2015
Q1 		$2.69M Sell
133,442
-8,039
-6% -$165K 0.01% 772
2014
Q4 		$2.8M Sell
141,481
-3,437
-2% -$69.7K 0.02% 727
2014
Q3 		$2.85M Sell
144,918
-3,070
-2% -$60.4K 0.02% 692
2014
Q2 		$2.97M Buy
147,988
+1,374
+0.9% +$27.9K 0.02% 685
2014
Q1 		$2.9M Buy
146,614
+3,165
+2% +$60.6K 0.02% 658
2013
Q4 		$2.66M Buy
143,449
+5,698
+4% +$103K 0.02% 683
2013
Q3 		$2.5M Sell
137,751
-13,851
-9% -$260K 0.02% 673
2013
Q2 		$2.95M Buy
+151,602
New +$3.16M 0.02% 559

Other funds holding FLC

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
NWMP
Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return
SFS
Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
SAM
Smith Asset Management Chiefland, Florida $127M AUM 5.85% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial's FLC Position: Q1 2026 in Review

LPL Financial increased its Flaherty & Crumrine Total Return Fund (FLC) stake by 7.9% in Q1 2026, buying an estimated $201K and bringing the position to 156,513 shares worth $2.6M. The position accounts for ﹤0.01% of the portfolio, ranked #3248.

LPL Financial first reported a position in FLC in Q2 2013 and has held it in 52 quarters since. The position peaked at $5.26M in Q1 2016. 50 funds tracked by Wall St. Rank hold FLC as of Q1 2026.

  • LPL Financial held 156,513 shares of Flaherty & Crumrine Total Return Fund worth $2.6M as of Q1 2026.
  • LPL Financial bought 11,486 Flaherty & Crumrine Total Return Fund shares in Q1 2026, an estimated $201K.
  • Flaherty & Crumrine Total Return Fund made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #3248 holding.
  • LPL Financial first reported a position in Flaherty & Crumrine Total Return Fund in Q2 2013 and has held it in 52 quarters since.
  • LPL Financial's Flaherty & Crumrine Total Return Fund position peaked at $5.26M in Q1 2016.
  • 50 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.