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FLC

Flaherty & Crumrine Total Return Fund

31 hedge funds and large institutions have $18.6M invested in Flaherty & Crumrine Total Return Fund in 2022 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.36% less ownership

Funds ownership: 12.29%8.93% (-3.4%)

14% less funds holding

Funds holding: 3631 (-5)

20% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 10

34% less capital invested

Capital invested by funds: $28.2M → $18.6M (-$9.6M)

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

Holders
31
Holders Change
-5
Holders Change %
-13.89%
% of All Funds
0.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
8
Reduced
10
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$8.52M -$656K -31,445 -7%
Invesco
2
Invesco
Georgia
$1.95M +$98.1K +4,706 +5%
LPL Financial
3
LPL Financial
California
$1.9M +$58.1K +2,787 +3%
SPIA
4
Steward Partners Investment Advisory
New York
$892K -$554K -26,575 -37%
UBS Group
5
UBS Group
Switzerland
$622K +$131K +6,291 +25%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$597K -$834 -40 -0.1%
Koshinski Asset Management
7
Koshinski Asset Management
Illinois
$501K
GWM
8
Geneos Wealth Management
Colorado
$461K -$57.6K -2,762 -11%
Wells Fargo
9
Wells Fargo
California
$427K -$31.9K -1,531 -7%
CI
10
Ceera Investments
Texas
$375K
CAN
11
Cetera Advisor Networks
California
$298K -$42.6K -2,042 -12%
Morgan Stanley
12
Morgan Stanley
New York
$275K +$62.3K +2,989 +28%
WS
13
Wedbush Securities
California
$250K -$73K -3,500 -22%
HighTower Advisors
14
HighTower Advisors
Illinois
$228K -$7.67K -368 -3%
MAG
15
MRA Advisory Group
New Jersey
$220K +$3.21K +154 +1%
AAS
16
Ameritas Advisory Services
Nebraska
$213K +$2.23K +107 +1%
Osaic Holdings
17
Osaic Holdings
Arizona
$203K +$46.7K +2,241 +28%
SIA
18
Sit Investment Associates
Minnesota
$155K
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$90K
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$89K -$78.6K -3,771 -46%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$72K
WT
22
Whittier Trust
California
$60K
CIA
23
Cascade Investment Advisors
Oregon
$53.9K
LWA
24
Lowe Wealth Advisors
Maryland
$20K
SA
25
SRH Advisors
Kansas
$20K

FLC Hedge Fund Activity: Q1 2022 in Review

31 of the 6,341 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q1 2022, worth a combined $18.6M — down 34% from $28.2M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FLC and 2 opened new positions — a net loss of 5 holders — while 10 trimmed existing stakes and 8 added.

The largest buyer was UBS Group, adding an estimated $131K. The largest seller was Sowell Financial Services, exiting entirely with an estimated $3.96M sold.

  • 31 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q1 2022, down from 36 in Q4 2021.
  • Funds reported $18.6M of Flaherty & Crumrine Total Return Fund stock for Q1 2022, down 34% quarter-over-quarter.
  • 2 funds opened new Flaherty & Crumrine Total Return Fund positions in Q1 2022 and 7 closed out, a net change of -5 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q1 2022 was UBS Group, an estimated $131K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q1 2022 was Sowell Financial Services, an estimated $3.96M sold.

Based on aggregated 13F filings for Q1 2022.