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FLC

Flaherty & Crumrine Total Return Fund

26 hedge funds and large institutions have $28.7M invested in Flaherty & Crumrine Total Return Fund in 2015 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 5

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.75% less ownership

Funds ownership: 15.59%14.83% (-0.75%)

4% less funds holding

Funds holding: 2726 (-1)

8% less capital invested

Capital invested by funds: $31.3M → $28.7M (-$2.57M)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
26
Holders Change
-1
Holders Change %
-3.7%
% of All Funds
0.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
12
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NL
1
NWAM LLC
Washington
$6.63M +$13.6K +668 +0.2%
Invesco
2
Invesco
Georgia
$5.02M +$256K +12,538 +5%
GC
3
Guggenheim Capital
Illinois
$3.67M -$883K -43,199 -19%
Cohen & Steers
4
Cohen & Steers
New York
$3.55M -$1.03M -50,272 -22%
LPL Financial
5
LPL Financial
California
$2.67M +$34.1K +1,668 +1%
Bank of America
6
Bank of America
North Carolina
$2.3M +$151K +7,403 +7%
Morgan Stanley
7
Morgan Stanley
New York
$660K -$58.8K -2,879 -8%
CIA
8
Capital Investment Advisors
Georgia
$647K +$38.3K +1,875 +6%
Ameriprise
9
Ameriprise
Minnesota
$603K +$78.7K +3,854 +14%
RJA
10
Raymond James & Associates
Florida
$523K -$40.9K -2,000 -7%
Wells Fargo
11
Wells Fargo
California
$509K +$38.8K +1,901 +8%
MCC
12
Mid Continent Capital
Illinois
$487K +$163K +8,000 +47%
UBS Group
13
UBS Group
Switzerland
$443K +$67.2K +3,289 +17%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$311K +$6.74K +330 +2%
IH
15
IFC Holdings
Florida
$203K
SIA
16
Sit Investment Associates
Minnesota
$195K
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$85K -$25K -1,225 -22%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$53K
SA
19
SRH Advisors
Kansas
$39K
NFG
20
Next Financial Group
Texas
$26K +$6.95K +340 +34%
HF
21
Hoxton Financial
West Virginia
$20K
MFS
22
MSI Financial Services
Massachusetts
$14K
Citigroup
23
Citigroup
New York
$14K +$14.7K +717 +3,259%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$8K
TRCT
25
Tower Research Capital (TRC)
New York
$6K +$6.13K +300 New

FLC Hedge Fund Activity: Q2 2015 in Review

26 of the 3,713 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q2 2015, worth a combined $28.7M — down 8.2% from $31.3M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FLC and 2 opened new positions — a net loss of 1 holder — while 5 trimmed existing stakes and 12 added.

The largest buyer was Invesco, adding an estimated $256K. The largest seller was Cohen & Steers, cutting an estimated $1.03M.

  • 26 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q2 2015, down from 27 in Q1 2015.
  • Funds reported $28.7M of Flaherty & Crumrine Total Return Fund stock for Q2 2015, down 8.2% quarter-over-quarter.
  • 2 funds opened new Flaherty & Crumrine Total Return Fund positions in Q2 2015 and 3 closed out, a net change of -1 holder.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q2 2015 was Invesco, an estimated $256K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q2 2015 was Cohen & Steers, an estimated $1.03M sold.

Based on aggregated 13F filings for Q2 2015.