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FLC

Flaherty & Crumrine Total Return Fund

28 hedge funds and large institutions have $30.1M invested in Flaherty & Crumrine Total Return Fund in 2016 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less ownership

Funds ownership: 15.88%13.88% (-2%)

3% less funds holding

Funds holding: 2928 (-1)

6% less capital invested

Capital invested by funds: $31.9M → $30.1M (-$1.77M)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

50% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 10

Holders
28
Holders Change
-1
Holders Change %
-3.45%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
5
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NL
1
NWAM LLC
Washington
$6.57M -$76.8K -3,654 -1%
Bank of America
2
Bank of America
North Carolina
$5.98M +$1.57M +74,467 +38%
Invesco
3
Invesco
Georgia
$3.35M -$1.18M -56,222 -27%
LPL Financial
4
LPL Financial
California
$2.8M -$2.75M -130,717 -51%
Cohen & Steers
5
Cohen & Steers
New York
$2.38M -$919K -43,714 -29%
GWM
6
Geneos Wealth Management
Colorado
$1.42M +$570K +27,094 +72%
Ameriprise
7
Ameriprise
Minnesota
$1.38M +$194K +9,236 +17%
GC
8
Guggenheim Capital
Illinois
$1.35M -$789K -37,521 -38%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.13M -$14.1K -670 -1%
Wells Fargo
10
Wells Fargo
California
$802K +$28.8K +1,369 +4%
Morgan Stanley
11
Morgan Stanley
New York
$684K -$21.1K -1,004 -3%
IH
12
IFC Holdings
Florida
$453K +$7.63K +363 +2%
CIA
13
Capital Investment Advisors
Georgia
$348K -$282K -13,389 -46%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$346K +$332K +15,771 New
RJA
15
Raymond James & Associates
Florida
$296K
SIA
16
Sit Investment Associates
Minnesota
$219K
UBS Group
17
UBS Group
Switzerland
$149K -$3.03K -144 -2%
MFS
18
MSI Financial Services
Massachusetts
$116K -$10.6K -503 -9%
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$96K
AG
20
Advisor Group
Arizona
$81K +$78.6K +3,737 New
WT
21
Whittier Trust
California
$66K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$44K
SA
23
SRH Advisors
Kansas
$44K
IA
24
IFP Advisors
Florida
$15K +$14.7K +700 New
Creative Planning
25
Creative Planning
Kansas
$14K

FLC Hedge Fund Activity: Q2 2016 in Review

28 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q2 2016, worth a combined $30.1M — down 5.6% from $31.9M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FLC and 3 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 5 added.

The largest buyer was Bank of America, adding an estimated $1.57M. The largest seller was LPL Financial, cutting an estimated $2.75M.

  • 28 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q2 2016, down from 29 in Q1 2016.
  • Funds reported $30.1M of Flaherty & Crumrine Total Return Fund stock for Q2 2016, down 5.6% quarter-over-quarter.
  • 3 funds opened new Flaherty & Crumrine Total Return Fund positions in Q2 2016 and 4 closed out, a net change of -1 holder.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q2 2016 was Bank of America, an estimated $1.57M added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q2 2016 was LPL Financial, an estimated $2.75M sold.

Based on aggregated 13F filings for Q2 2016.