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FLC

Flaherty & Crumrine Total Return Fund

21 hedge funds and large institutions have $26.4M invested in Flaherty & Crumrine Total Return Fund in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.16% less ownership

Funds ownership: 15.81%14.65% (-1.2%)

5% less funds holding

Funds holding: 2221 (-1)

13% less capital invested

Capital invested by funds: $30.4M → $26.4M (-$3.99M)

25% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 8

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
21
Holders Change
-1
Holders Change %
-4.55%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$11.2M -$486K -25,909 -4%
Cohen & Steers
2
Cohen & Steers
New York
$4.79M +$204K +10,871 +4%
LPL Financial
3
LPL Financial
California
$2.5M -$260K -13,851 -9%
Bank of America
4
Bank of America
North Carolina
$2.39M -$237K -12,622 -9%
Invesco
5
Invesco
Georgia
$2.02M +$542K +28,849 +35%
IH
6
IFC Holdings
Florida
$1.09M -$691K -36,825 -38%
Morgan Stanley
7
Morgan Stanley
New York
$752K -$98.9K -5,267 -11%
Wells Fargo
8
Wells Fargo
California
$409K -$50.7K -2,699 -11%
MCC
9
Mid Continent Capital
Illinois
$299K +$26.3K +1,400 +9%
RJA
10
Raymond James & Associates
Florida
$234K
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$200K +$46.9K +2,500 +29%
SIA
12
Sit Investment Associates
Minnesota
$182K
U
13
UBS
Switzerland
$114K -$29.2K -1,553 -20%
Ameriprise
14
Ameriprise
Minnesota
$102K -$10.8K -575 -9%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$61K +$30K +1,600 +91%
FHA
16
First Horizon Advisors
Tennessee
$29K +$7.51K +400 +33%
HF
17
Hoxton Financial
West Virginia
$18K
Citigroup
18
Citigroup
New York
$13K +$13.3K +706 New
SSB
19
Sandy Spring Bank
Maryland
$9K +$9.39K +500 New
MFS
20
MSI Financial Services
Massachusetts
$4K
1IC
21
1919 Investment Counsel
Maryland
$1K
WAM
22
Wolverine Asset Management
Illinois
-$608K -31,320 Closed
AAM
23
Advisors Asset Management
Colorado
-$321K -16,499 Closed
EWA
24
Exencial Wealth Advisors
Oklahoma
-$278K -14,612 Closed

FLC Hedge Fund Activity: Q3 2013 in Review

21 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q3 2013, worth a combined $26.4M — down 13% from $30.4M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FLC and 2 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 6 added.

The largest buyer was Invesco, adding an estimated $542K. The largest seller was IFC Holdings, cutting an estimated $691K.

  • 21 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q3 2013, down from 22 in Q2 2013.
  • Funds reported $26.4M of Flaherty & Crumrine Total Return Fund stock for Q3 2013, down 13% quarter-over-quarter.
  • 2 funds opened new Flaherty & Crumrine Total Return Fund positions in Q3 2013 and 3 closed out, a net change of -1 holder.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q3 2013 was Invesco, an estimated $542K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q3 2013 was IFC Holdings, an estimated $691K sold.

Based on aggregated 13F filings for Q3 2013.